Showing 81-90 of 1,932
Showing 81-90 of 1,932
Compliance officer investment jobs

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MUFG Union Bank - Glendale, CA

Reporting to the Chief Compliance Officer, the Investment Advisory Compliance Manager oversees all aspects of the compliance program for UBIS Investment...

UNICEF - New York, NY

Risk management, Liquidity management and Return on investment. Extensive experience in supervision of investments, and managerial experience at the...

The United Methodist Rio Texas Conference - San Antonio, TX

Conduct financial analysis of investments and bank accounts for conference funds to achieve appropriate cash flow of available funds while optimizing interest...

State Street - Boston, MA

Fund Administration Managers, officers interact with all levels of professionals both internally and externally....

State Street - Boston, MA

Alternative investment industry experience is also preferred but not a must. The Operational Assurance Officer interacts with all levels of AIS staff as...

Michael Page US - New Orleans, LA

Review Investment Banking Dale Files. Exicting opportunity for a junior compliance officer! Monitor and update Investment Banking related Research disclosures....

Trilinc Global, Llc - Manhattan Beach, CA

Risk and Business Operations Manage the company’s Internal Control program, including compliance with SOX. Ensure the Company is in compliance with local, state...

Wells Fargo - Charlotte, NC

This role will act as a liaison between the Business Unit Senior Leaders, Group Finance Officer team, front office personnel, and the Corporate Controllers...

Axiometrics - Dallas, TX

Security Operations – including compliance, certifications, customer inquiries/Sales requests, audits, security policy, etc. related to the technology...

SunGard - Salem, NH

The primary purpose of these systems is to automate the many detailed processes associated with trading, managing investment portfolios and accounting for...


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