Showing 1-10 of 2,221
Showing 1-10 of 2,221
Compliance Officer Investment jobs

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Texas Municipal Retirement System - Austin, TX

Knowledge of investment compliance best practices. Working with investment directors on developing measurable guidelines, participating in new manager on...

Bankers Trust - Sioux Falls, SD

Coordinate with Trust Officer, Tax Officer, outside accountants, and clients in the payment process for the fiduciary and individual income taxes....

HSBC - New York, NY

To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...

Citi - Jersey City, NJ

Compliance and Control. The AML Risk and Controls Compliance Officer will have a basic understanding of the overall AML controls framework;...

Ditech Financial LLC - Tampa, FL

Prepare documentation of audit results and communicate written and verbally to executive management, including but not limited to Chief Technology Officer,...

Citi - Tampa, FL

Compliance and Control. Effectively supports Compliance team with some assistance by seniorstaff members; Abilityto work collaboratively and effectively with...

CITIZENS BANK - New York, NY

Responsible for all aspects of portfolio management including transaction structuring, due diligence and underwriting, credit approval, reporting/credit...


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