compliance officer jobs
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Listed Derivatives Compliance Officer (AVP)
Niagara Partners, Inc - New York, NY
Our client, an international bank, has an immediate need for a new AVP Level Compliance Officer. Create policies & procedures, provide regulatory / compliance...
LoanMe, Inc. - Anaheim, CA
Minimum of 2 years of experience in Compliance Analyst, Compliance Officer, or regulatory compliance related position, preferably in a financial services...
Compliance and Legal Administrator
Lowers Risk Group - Purcellville, VA
Compliance and/or Legal:. Compliance and legal project management; In this role you will assist and work collaboratively with the Compliance Officer, General...
Chief Compliance Officer
HCTech - Chicago, IL
Chief Compliance Officer. Support UK compliance program. Arrange for US compliance training. Conduct compliance reviews of business activities/practices...
AimHire - Denver, CO
Assist the Chief Compliance Officer with the development, implementation and testing of firm-wide policies and procedures to ensure compliance with Rule 206(4)...
Bank Secrecy Act Compliance Specialist
APGFCU - Edgewood, MD
Under the direction of the VP of Compliance/Chief Compliance Officer, the Bank Secrecy Act (BSA) Compliance Specialist will be responsible for investigating and...
DOT Compliance Manager
PTS of America, LLC - Nashville, TN
DOT Compliance Manager*. Position is located in Nashville, TN and reports to company Chief Operations Officer....
Western Asset Management Company - New York, NY
Daily oversight of assigned portfolios for compliance with guidelines, internal policies and regulatory issues Review of trading activity for compliance issues...
Quality Assurance Specialist
QCR Holdings, Inc. - Davenport, IA
Work closely with internal audit and compliance officer. The Quality Assurance Specialist will be responsible for establishing quality control checks and...
BELL STATE BANK & TRUST - Fargo, ND
Bell State Bank & Trust is seeking candidates for a Compliance Officer in Fargo. The Compliance Officer will implement procedures and policies to aid the Bank...