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Showing 1-20 of 23,679
Compliance Officer jobs

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AbbVie-Lake County, IL

The Director performs the following with moderate supervision from the VP, Ethics and Compliance Officer, Business Compliance Support:....

Lincoln County Health System-Fayetteville, TN

Healthcare regulatory and compliance environment:. The Director of Compliance/Compliance Officer is responsible for overseeing the administration and...

Maxor National Pharmacy Services Company-Amarillo, TX

Working directly with the Chief Compliance Officer and the Pharmacy Compliance Officer, the Compliance Associate helps ensure compliance within the company’s...

Progressive Leasing-Draper, UT

The Director of Compliance will provide assistance to the General Counsel/Chief Compliance Officer. Assist with internal compliance investigations and audits...

OppLoans-Chicago, IL

This individual will report to the Chief Compliance Officer. We are looking for an energetic and knowledgeable Regulatory Compliance Associate to join OppLoan’s...

The Rikoon Group-Santa Fe, NM

CHIEF OPERATIONS OFFICER QUALIFICATIONS*. CHIEF OPERATIONS OFFICER DUTIES AND RESPONSIBILITIES*. Compliance responsibilities for SEC, FINRA and other agencies....

Opus Bank-Irvine, CA

SVP, Chief Compliance Officer / FINOP. And, (iv) compliance with PCAOB standards; We seek an experienced Compliance leader to oversee regulatory compliance and...

Union Bank & Trust-Richmond, VA

Works with UMG Compliance Officer and/or administrator to ensure compliance with CRA regulations. This position reports to the Fair and Responsible Banking...

Citi-Irving, TX

Compliance and Control. To execute global policy management oversight processes, create Compliance policy documents and review and analyze Compliance and other...

Affinity Federal Credit Union-Basking Ridge, NJ

Professional Certification, Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory, Compliance...

trustmont financial group, inc-Greensburg, PA

Report directly to the Chief Compliance Officer. Compliance Officer needed for a growing independent Broker/Dealer and Registered Investment Advisor....

Davita-Coppell, TX

This position reports to the Chief Compliance Officer at DaVita Rx. CHC (Certification in HealthCare Compliance) Required....

Rand Thompson Consultants-New York, NY

Five years of Compliance experience in an Investment Advisor. Having a strong understanding of Exchange-traded funds (ETF) is a necessity....

Citi-Irving, TX

Compliance and Control. The Compliance Officer is responsible for managing a caseload of investigations, perform analysis and follow-up and work cases from...

Hawthorn Bank-Jefferson City, MO

Attend regular compliance committee meetings. Possess a minimum of six years of professional work experience as a Compliance Officer or comparable position....

Liberty Bank-Plainville, CT

Ensures employee compliance and training requirements are met annually. If applicable, incumbents who have responsibility for taking residential mortgage loan...

State Board of Administration-Tallahassee, FL

Perform other duties as required or assigned by the Senior Operating Officer - Human Resources or the Chief Operating/Financial Officer....

Westamerica Bank-Fairfield, CA

The Lending Compliance Officer will implement and monitor the internal compliance audit monitoring program for the following departments:....

FormulaFolio Investments-Grand Rapids, MI

The position of Compliance Officer will assist the Chief Compliance Officer with maintaining and enforcing RWA’s written policies and procedures....


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