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Showing 1-20 of 24,016
Compliance Officers jobs

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Keller Williams Realty Bothell-Bothell, WA-Est. salary: $73,000 - $99,000 a year

Designated Broker/Chief Compliance Officer (CCO) at Keller Williams Realty Bothell*. We are looking for an experienced Managing Broker to oversee the activities...

Lincoln County Health System-Fayetteville, TN-Est. salary: $100,000 - $140,000 a year

Healthcare regulatory and compliance environment:. The Director of Compliance/Compliance Officer is responsible for overseeing the administration and...

Adirondack Health-Saranac Lake, NY-Est. salary: $73,000 - $100,000 a year

The long term goal for this position is to be groomed for the Chief Human Resource Officer. The Human Resource Director fills in for the Chief Human Resource...

Maxor National Pharmacy Services Company-Amarillo, TX-Est. salary: $38,000 - $48,000 a year

Working directly with the Chief Compliance Officer and the Pharmacy Compliance Officer, the Compliance Associate helps ensure compliance within the company’s...

DentaQuest-Boston, MA-Est. salary: $36,000 - $51,000 a year

In accordance with DentaQuest’s Compliance Plan, employee must conduct DQ business in accordance with applicable laws, regulations, professional standards and...

Progressive Leasing-Draper, UT-Est. salary: $58,000 - $81,000 a year

The Director of Compliance will provide assistance to the General Counsel/Chief Compliance Officer. Assist with internal compliance investigations and audits...

AbbVie-Lake County, IL-Est. salary: $130,000 - $170,000 a year

The Director performs the following with moderate supervision from the VP, Ethics and Compliance Officer, Business Compliance Support:....

Fidelity & Guaranty Life-Des Moines, IA-Est. salary: $47,000 - $64,000 a year

Engage Suitability Officer and/or senior management regarding unusual cases or sales practice concerns. Responsible for the daily review and analysis of annuity...

OhioHealth-Columbus, OH-Est. salary: $120,000 - $160,000 a year

4.Demonstrated ongoing competency in compliance and risk management. Director, EIS) works directly for the Vice President, Chief Information Security Officer (...

Union Bank & Trust-Richmond, VA-Est. salary: $85,000 - $120,000 a year

Works with UMG Compliance Officer and/or administrator to ensure compliance with CRA regulations. This position reports to the Fair and Responsible Banking...

OppLoans-Chicago, IL-Est. salary: $59,000 - $83,000 a year

This individual will report to the Chief Compliance Officer. We are looking for an energetic and knowledgeable Regulatory Compliance Associate to join OppLoan’s...

Citi-Irving, TX-Est. salary: $100,000 - $140,000 a year

Compliance and Control. Review and assistant in compliance governance-related matters, including the eablishment and maintenance of a compliance governance...

Opus Bank-Irvine, CA-Est. salary: $80,000 - $110,000 a year

SVP, Chief Compliance Officer / FINOP. And, (iv) compliance with PCAOB standards; We seek an experienced Compliance leader to oversee regulatory compliance and...

Los Alamos National Bank-Santa Fe, NM-Est. salary: $34,000 - $49,000 a year

Abilityto maintain internal controls and meet regulatory compliance as it relates toTeller operations. Thesupervisor will also be responsible for internal...

Citi-Irving, TX-Est. salary: $80,000 - $100,000 a year

Compliance and Control. To execute global policy management oversight processes, create Compliance policy documents and review and analyze Compliance and other...

The Rikoon Group-Santa Fe, NM-Est. salary: $81,000 - $120,000 a year

CHIEF OPERATIONS OFFICER QUALIFICATIONS*. CHIEF OPERATIONS OFFICER DUTIES AND RESPONSIBILITIES*. Compliance responsibilities for SEC, FINRA and other agencies....

RAYMOND JAMES FINANCIAL-Saint Petersburg, FL-Est. salary: $72,000 - $99,000 a year

Performs other duties as assigned by Chief Compliance Officer. Concepts, practices and procedures of securities industry compliance....

Citi-Irving, TX-Est. salary: $59,000 - $79,000 a year

Compliance and Control. The Compliance Officer is responsible for managing a caseload of investigations, perform analysis and follow-up and work cases from...

Associated Bank-Milwaukee, WI-Est. salary: $100,000 - $150,000 a year

The Compliance Advisor reports functionally and administratively to the Compliance Officer II. Regulation and Compliance....

State Board of Administration-Tallahassee, FL-Est. salary: $62,000 - $97,000 a year

Perform other duties as required or assigned by the Senior Operating Officer - Human Resources or the Chief Operating/Financial Officer....


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