compliance jobs near New York, NY
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Listed Derivatives Compliance Officer (AVP)
Niagara Partners, Inc - New York, NY
Our client, an international bank, has an immediate need for a new AVP Level Compliance Officer. Ideal candidate has 3-5 years of compliance experience and is...
Retail Investments Financial Consultant
Santander Bank - Manhattan, NY
License requirements, including knowledge of FINRA compliance, FDIC compliance,. Maintain compliance with all applicable....
Fora Financial LLC - New York, NY
Coordinates compliance monitoring program and prepares compliance reports. Compliance Officer Description. Conducts compliance audits to evaluate the company's...
Analyst - Compliance
PJT Partners - New York, NY
Experience with the development and administration of compliance systems. Executing regular or scheduled compliance tasks as assigned, ensuring that compliance...
Vice President - Compliance VP (Project Management)
Global Bank - New York, NY
Vice President - Compliance VP (Project Management) Our client, a Global bank is seeking their Vice President of Compliance....
HM Underwriter III (Work at Home)
CITIZENS BANK - New York, NY
In depth knowledge of all legal, compliance, regulatory and investor requirements for the product set. Responsible for underwriting complete product offerings...
Senior Associate, Regulatory Reporting – Opportunity in Jacksonville, FL
Macquarie Group Limited - New York, NY
It ensures Macquarie continues to meet its financial regulatory and compliance obligations. The Financial Management Group (FMG) is focused on managing...
Homecare Compliance Coordinator
Gotham Per-Diem Inc - Manhattan, NY
Home Care Compliance & Recruitment:. Experienced Homecare Compliance Coordinators are urged to apply right away....
Clinical Quality Analyst
Smith Arnold Partners - Brooklyn, NY
Works with departments and clinicians to facilitate organizational compliance with requirements of regulatory agencies and licensing bodies....
Financial Operations Examiner - Member Regulation, ROOR - New York, NY
Finra - New York, NY
Minimum of five years of securities, compliance or financial regulatory experience. Bachelor’s Degree in Accounting, Finance, or Economics with a minimum of 6...