Top 4966 Data security principal Jobs

Principal – Broker/Dealer RIA
CreativeOne —Leawood, KS
- From $100,000 a year
- Full-time
- Background check
- 5 years
- Office
- Health savings account
- Relocation assistance
Quick Apply
Senior Principal Integrated Flight Termination System (IFTS) Product Owner (PO)
Raytheon —Tucson, AZ
- $132,400 - $251,600 a year
- Full-time
- Engineering
- Office
- Analysis skills
- Paid holidays
- Disability insurance
Sr Principal Cyber Systems Engineer - Top Secret
Northrop Grumman —Beale AFB, CA
- $149,300 - $223,900 a year
- Overtime
- 6 years
- Computer Science
- System design
- Paid holidays
- Disability insurance
Sentinel - Principal Configuration Analyst - 16313
Northrop Grumman —Roy, UT
- $81,400 - $122,000 a year
- Overtime
- Research
- Master's degree
- Bachelor's degree
- Paid holidays
- Disability insurance
Senior Principal Electrical Engineer
Leidos —Saint Petersburg, FL
- $131,300 - $237,350 a year
- Urgently hiring
- Laboratory experience
- 11+ years
- Master's degree
Sentinel - Principal Configuration Analyst - 17989*
Northrop Grumman —Roy, UT
- $81,400 - $122,000 a year
- Overtime
- 5 years
- Research
- Master's degree
- Paid holidays
- Disability insurance
Principal Software Engineer / Tech Lead
Leidos —Arlington, VA
- $131,300 - $237,350 a year
- Full-time
- Oracle
- System design
- 11+ years
Sr. Principal Systems Engineer - Signal and Sensor Modeling Engineer
Raytheon —Tucson, AZ
- $132,400 - $251,600 a year
- Full-time
- Engineering
- Windows
- Mentoring
- Paid holidays
- Disability insurance
Sr. Principal Cyber Software Engineer
Northrop Grumman —Jessup, MD
- $149,300 - $234,600 a year
- Overtime
- Computer science
- Computer Science
- Windows
- Paid holidays
- Disability insurance
Sr. Principal AWS Cloud Architect – On Site at Wright Patt (TS/SCI)(AHT)
Northrop Grumman —Wright-Patterson AFB, OH
- $129,300 - $193,900 a year
- Overtime
- Azure
- Master's degree
- Bachelor's degree
- Paid holidays
- Disability insurance
Principal Unified Communications Engineer
Amentum —Warrenton, VA
- $175,000 - $195,000 a year
- Overtime
- Microsoft Outlook
- 11+ years
- High school diploma or GED
- Health savings account
- Health insurance
Quick Apply
Senior Principal Engineer – Power Sources / One Shots
Raytheon —Tucson, AZ
- $132,400 - $251,600 a year
- Full-time
- Research
- 8 years
- Travel
- Paid holidays
- Disability insurance
Network Engineer Principal (TS/Q clearance required)
General Dynamics Information Technology —Denver, CO
- $111,155 - $150,385 a year
- Computer science
- Computer Science
- 5 years
- Health insurance
- Paid time off
Dean of Students Grades 9-12
GEO Next Generation Academy-Indianapolis —Baton Rouge, LA
- Full-time
- School experience
- High school
- In-person
Quick Apply
Senior Principal RF Antenna and Radome Design Engineer
Raytheon —Tucson, AZ
- $132,400 - $251,600 a year
- Full-time
- 8 years
- Presentation skills
- Doctor of Philosophy
- Paid holidays
- Disability insurance
Network Engineer Principal (TS/Q clearance required)
General Dynamics Information Technology —Albuquerque, NM
- $111,155 - $150,385 a year
- Computer science
- Computer Science
- 5 years
- Health insurance
- Paid time off
8d
Principal Systems Engineer - Architecture and Requirements in Cameo
Raytheon —Tucson, AZ
- $107,500 - $204,500 a year
- Full-time
- Computer science
- Engineering
- 8 years
- Paid holidays
- Disability insurance
Principal Electronics Engineer / Sr. Principal Electronics Engineer – Infrastructure & Cyber Security Lead
Northrop Grumman —El Segundo, CA
- $114,000 - $213,400 a year
- Overtime
- System design
- Master's degree
- Continuous improvement
- Paid holidays
- Disability insurance
Senior Principal Electrical Engineer-FPGA Design- Onsite Tucson, AZ
Raytheon —Tucson, AZ
- $132,400 - $251,600 a year
- Full-time
- Budgeting
- In-person
- Senior level
- Paid holidays
- Disability insurance
Sr Principal Systems Engineer - Onsite
Raytheon —Tucson, AZ
- $132,400 - $251,600 a year
- Full-time
- System design
- Windows
- Business development experience
- Paid holidays
- Disability insurance

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Principal – Broker/Dealer RIA

CreativeOne -
Leawood, KS

Quick Apply

Job Details

Full-time
From $100,000 a year

Benefits

Health savings account
Relocation assistance
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Employee assistance program
Vision insurance
401(k) matching
Life insurance
Retirement plan

Qualifications

Series 66
Series 7
Bachelor's degree
Staff training
Series 24
Financial services
Series 65
Financial markets knowledge

Full Job Description

Title: Principal – Broker/Dealer RIA

Reports to: President, CreativeOne Securities

Status: Full-Time, Exempt

Location: Overland Park, KS – in office

Position Summary:

We are seeking an experienced and motivated Principal to ensure compliance with industry regulations. The Principal-Broker/Dealer RIA will ensure adherence to regulatory requirements, managing risk, and driving business growth. This role requires a deep understanding of financial markets, strong leadership skills, and the ability to navigate complex regulatory environments.

Key Responsibilities:

Review: Daily review paperwork submitted by our Advisors and Registered Representatives to ensure compliance with all regulatory requirements.
Regulatory Compliance: Ensure the firm complies with all relevant regulations, including SEC, FINRA, and other regulatory bodies.
Risk Management: Identify, assess, and mitigate risks associated with broker/dealer activities. Report those risks to upper management.
Advisor-Registered Rep Relations: Build and maintain strong relationships with Registered Reps’ offices and home office operations, providing exceptional service and support.
Audit: Support firm during regulatory audits by providing information, data gathering and reports during regulatory audits. FINRA, SEC, and financial audits.
Training and Development: Support the training and development of staff, sales assistants, Registered representatives, and their staff to ensure they are knowledgeable and compliant with industry standards.

Preferred Qualifications:

Series 7, 24 and 65 or 66 required.
Bachelor's degree or equivalent: Business, or a related field
Minimum of 5 years of experience in the financial services industry, with a focus on broker/dealer operations.
Strong knowledge of SEC, FINRA, and other regulatory requirements.
Proven leadership and management skills.
Excellent analytical and problem-solving abilities.
Effective communication and people skills.
Ability to work in a fast-paced, dynamic environment.

About CreativeOne Securities

CreativeOne Securities is a leading broker/dealer firm committed to providing exceptional financial services and investment solutions to our clients.

About CreativeOne
CreativeOne is an industry-leading marketing and consulting firm that helps independent financial advisors grow their businesses. We combine deep financial expertise with full-service creative and media capabilities, delivering tailored marketing that drives measurable growth. With over 40 years of innovation behind us, we’re building the next generation of advisor marketing—and we’re looking for top talent to help lead the way.

********************************************************************************************************

This description covers the major purpose and major functions of the job. It is not intended to give all details or a step-by-step account of the way each task is to be performed. Employees may receive other job-related instructions and be required to perform other job-related duties requested by their supervisor. All requirements are subject to possible modification to provide reasonable accommodation to qualified individuals with disabilities.

CreativeOne provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws.

Our company does not currently sponsor employment visas. Applicants must be authorized to work for any employer in the U.S.

Pay: From $100,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Employee assistance program
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Relocation assistance
Retirement plan
Vision insurance

Application Question(s):

Will you now, or in the future, require sponsorship for employment visa status (e.g. H-1B visa status)?

Experience:

financial services industry: 5 years (Preferred)
broker/dealer operations: 5 years (Preferred)

License/Certification:

Series 7 (Preferred)
Series 24 (Preferred)
Series 65 (Preferred)
Series 66 (Preferred)

Ability to Commute:

Leawood, KS 66211 (Required)

Ability to Relocate:

Leawood, KS 66211: Relocate before starting work (Preferred)

Work Location: In person

Quick Apply

Refine Your Search

data security principal jobs

Principal – Broker/Dealer RIA

Senior Principal Integrated Flight Termination System (IFTS) Product Owner (PO)

Sr Principal Cyber Systems Engineer - Top Secret

Sentinel - Principal Configuration Analyst - 16313

Senior Principal Electrical Engineer

Sentinel - Principal Configuration Analyst - 17989*

Principal Software Engineer / Tech Lead

Sr. Principal Systems Engineer - Signal and Sensor Modeling Engineer

Sr. Principal Cyber Software Engineer

Sr. Principal AWS Cloud Architect – On Site at Wright Patt (TS/SCI)(AHT)

Principal Unified Communications Engineer

Senior Principal Engineer – Power Sources / One Shots

Network Engineer Principal (TS/Q clearance required)

Dean of Students Grades 9-12

Senior Principal RF Antenna and Radome Design Engineer

Network Engineer Principal (TS/Q clearance required)

Principal Systems Engineer - Architecture and Requirements in Cameo

Principal Electronics Engineer / Sr. Principal Electronics Engineer – Infrastructure & Cyber Security Lead

Senior Principal Electrical Engineer-FPGA Design- Onsite Tucson, AZ

Sr Principal Systems Engineer - Onsite

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