Showing 1-10 of 21
Showing 1-10 of 21
Deputy Cco jobs

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B Riley Financial - Los Angeles, CA

Position reports to CCO/ Deputy General Counsel. Riley Financial, a diversified financial services company headquartered in Los Angeles, CA, has an immediate...

Pacific Life - Newport Coast, CA

Reporting to Pacific Life's Deputy Chief Compliance Officer, the Director & CCO, PSD will be responsible for and manage a team of compliance professionals...

Pacific Life - Newport Coast, CA

The Deputy CCO will provide strategic direction for these compliance programs which fulfills the Company's and Office of General Counsel's Vision, Strategy,...

CIT Group - Santa Monica, CA

Review and decisions of waiver, amendment, modification requests requiring CCO approval. This employee will be responsible for adjudicating deals in the...

Triad Advisors, Inc. - Norcross, GA

The Surveillance Analyst I will report to the Deputy CCO and will be responsible for performing the initial review of activities performed by financial advisors...

CIM Group - Los Angeles, CA

O Investigating violations and making enforcement recommendations to the CCO. Supporting the CIM compliance program from time to time, as requested by the CCO....

Pacific Life - Newport Beach, CA

The Deputy CCO will provide strategic direction for these compliance programs which fulfills the Company’s and Office of General Counsel’s Vision, Strategy,...

Pacific Life - Newport Beach, CA

Reporting to Pacific Life’s Deputy Chief Compliance Officer, the Director & CCO, PSD will be responsible for and manage a team of compliance professionals...

UC DAVIS HEALTH SYSTEM - Sacramento, CA

This position will report to the Deputy Compliance Officer. In addition to overseeing the Clinical Research Billing Compliance Program, the Manager will provide...

Triad Advisors, Inc. - Norcross, GA

The Compliance Communications Manager will report to the Deputy CCO and will provide support to our advisors and manage the review and approval process for...


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