Showing 21-32 of 32
Showing 21-32 of 32

Derivatives Regulatory Adviser jobs

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Loomis, Sayles & Company, L.P.-United States-Est. salary: $75,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Implement policy and procedures regarding derivative compliance matters, including derivative tax issues. New Derivatives and Complex Instruments....

Veritude-Merrimack, NH-Est. salary: $78,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Clear understanding of fixed income securities markets and derivatives. This individual communicates client, regulatory, prospectus, Board and internal policies...

MLA Global-New York, NY-Est. salary: $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Familiarity with the investment advisers act. Strong understanding of the investment adviser industry. Regulatory system in general and specifically knowledge...

JP Morgan Chase-New York, NY-Est. salary: $92,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Regulatory and audit exam management – support regulatory requests and issue tracking and resolution; This would include, for example, the Investment Advisers....

Deloitte-Chicago, IL-Est. salary: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

§ Adviser registration services. Extensive knowledge of a wide range of investment products including mutual funds, alternative investments, exchange traded...

Deloitte-Chicago, IL-Est. salary: $71,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Our clients include investment advisers and administrators from every sector of the industry, including hedge funds, private equity, investment partnerships,...

Deloitte-Chicago, IL-Est. salary: $73,000 - $96,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Our clients include investment advisers and administrators from every sector of the industry, including hedge funds, private equity, investment partnerships,...

The TCW Group, Inc.-Los Angeles, CA-Est. salary: $95,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Experience with fixed income, equity and derivative instruments. Knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940, the...

The Compliance Search Group-Madison, WI-Est. salary: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Provide thought leadership on industry best practices for compliance and educate the Investments team on new regulatory developments as they arise....

JP Morgan Chase-New York, NY-Est. salary: $130,000 - $190,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Knowledge of derivatives is required. The candidate will be responsible for providing guidance to the business on all ETF related compliance and regulatory...

TalentHub Worldwide-New York, NY-Est. salary: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

IRS, FATCA consumer compliance, and banking/securities regulatory requirements. Structure, draft, review and negotiate securities, derivatives, capital markets,...

JP Morgan Chase-New York, NY-Est. salary: $96,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This would include, for example, the Investment Advisers Act, the Investment Company Act or OCC Regulations applicable to fiduciary activities), a plus....


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