Showing 1-10 of 76
Showing 1-10 of 76
Derivatives Regulatory Advisor jobs

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Accenture - New York, NY

Understanding of financial instruments/ products across equity, fixed income, derivatives and/or securitization space....

Veritude - Merrimack, NH

Clear understanding of fixed income securities markets and derivatives. This individual communicates client, regulatory, prospectus, Board and internal policies...

Prudential - Newark, NJ

Good knowledge of fixed income instruments (including derivatives), financial markets or a compliance background is highly beneficial....

Prudential - Newark, NJ

Includes Allstate reinsurance process, actuarial reserve concepts such as DAC, reinsurance reserves, insurance reserves, embedded derivatives as well as...

Wells Fargo - Boston, MA

Equities, debt securities, derivatives, operations, trading and settlement processes). SEC, ERISA, Investment Company Act, other federal laws, and foreign...

Wells Fargo - Charlotte, NC

Experience in dealing with traded products including derivatives, financing trades and structures. Wholesale Counterparty Credit Risk (WCCR) is a unit of...

Wells Fargo - New York, NY

Municipal Derivatives experience preferred Disclaimer. Build network of influence among municipal market professionals including, among others, bond lawyers,...

Allstate - Deerfield, IL

Experience with Registered Investment Advisor (RIA) regulations or with quantitative models is strongly preferred....

Aegon USA - New York, NY

(underwriting and analysis, physical, legal and financial risk based assessments and regulatory compliance). AEGON USA Realty Advisors, LLC manages commercial...

Principal Financial - Des Moines, IA

Derivative Operations team. Understand the global derivative regulatory landscape, and drive process changes around new regulations....


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