Showing 1-10 of 79
Showing 1-10 of 79
Derivatives Regulatory Advisor jobs

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Prudential - Newark, NJ

Good knowledge of fixed income instruments (including derivatives), financial markets or a compliance background is highly beneficial....

Prudential - Newark, NJ

Includes Allstate reinsurance process, actuarial reserve concepts such as DAC, reinsurance reserves, insurance reserves, embedded derivatives as well as...

Wells Fargo - Boston, MA

Equities, debt securities, derivatives, operations, trading and settlement processes). SEC, ERISA, Investment Company Act, other federal laws, and foreign...

BNP Paribas - Jersey City, NJ

Strong knowledge of Capital Markets regulatory environment pertaining to trades / orders. The bank is a global leader in Debt Capital Markets and Derivatives....

Wells Fargo - Charlotte, NC

Experience in dealing with traded products including derivatives, financing trades and structures. Wholesale Counterparty Credit Risk (WCCR) is a unit of...

Allstate - Northbrook, IL

Experience with Registered Investment Advisor (RIA) regulations or with quantitative models is strongly preferred....

SEI - Oaks, PA

Prepare ad-hoc regulatory reports and other deliverables. Ability to understand and interpret regulations and regulatory guidance as it pertains to Investment...

BNY Mellon - New York, NY

Derivatives Service Delivery-HR14453. They must also have a strong knowledge of regulatory requirements such as ERISA, SEC and Sarbanes-Oxley to ensure the...

Key Bank - Buffalo, NY

Solid product skills with a strong understanding of business, industry and regulatory concepts within assigned LOBs;...

KeyBank - Buffalo, NY

Solid product skills with a strong understanding of business, industry and regulatory concepts within assigned LOBs;...


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