Showing 41-50 of 55
Showing 41-50 of 55
Derivatives regulatory advisor jobs

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Gulf States Financial Services - Houston, TX

Ensures compliance, operational risk controls in accordance with GSFS or regulatory standards and policies; Strong knowledge of products that generate issuer...

ENGIE - Houston, TX

Agreements, EEI, ISDA and annexes) for various commodities and related derivatives (i.e. With the GEM Legal Risk Mandate, in line with local legal and...

UBS - Weehawken, NJ

Communicate with Advisors and issuers around product availability. Conduct data analysis pursuant to senior management and regulatory inquiries....

Federal Home Loan Bank of NY - New York, NY

Working knowledge of fixed income and derivative markets, products, and risks. Prepare regulatory and management reports especially as related to asset and...

UBS - Franklin, TN

Regulatory stress exercises such as CCAR). Make sure regulatory requirements and requests are dealt with in a disciplined, timely and efficient manner....

Capital One - New York, NY

Commercial Bank Customer Derivatives, Compliance Advisor Manager. The Compliance Advisor supports the three customer derivatives desks line of business by:....

KIND - New York, NY

Direct work with outside tax, legal and accounting advisors on domestic and international tax compliance and planning projects ensuring advisors are held...

Stanford Health Care - Palo Alto, CA

Knowledge of local, state and federal regulatory requirement related to the functional area. In collaboration with the Treasurer, reviews, structures, and...

Citi - New York, NY

Ensure that the organization’s activities are carried out in accordance with all regulatory, legal, and governmental regulations....


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