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Hedge Fund / Trading Compliance Officer
Compliance Search Group - New York, NY
work alongside the companys chief compliance officer in designing and developing effective ... Authority, and the U.S securities and futures exchanges. Candidates should also...
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Compliance Officer - FX Advisory Compliance.
Compliance Search Group - New York, NY
Top-tier investment bank seeks a Compliance Officer to cover their Global Finance and ... Providing regulatory/compliance training as needed...
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VP Compliance Officer
Access Staffing - New York, NY
Review and revise policies and procedures applicable to AML/KYC compliance ... appropriate CIP-KYC for clients. Provide compliance support for audit and exam...
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Management Consulting Hedge Funds, Commodities Futures
Compliance Search Group - New York, NY
futures, commodities and related securities Compliance and Regulatory experience. The ... Kelly at jkelly ComplianceSearch.com The Compliance Search Group is the oldest,...
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Market Regulation / Compliance Analyst
Commodities - New York, NY
agricultural, currency, and equity index futures and options traded on Company Futures ... The position will report to the Chief Compliance Officer. RESPONSIBILITIES: Conduct...
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Equity Capital Markets Compliance VP
Compliance Search Group - New York, NY
Capital Markets Trading Floor Compliance Officer. The individuals will be responsible ... Key Responsibilities Supporting Compliance initiatives including writing...
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VP, Business Control Officer
Financial Services Company - New York, NY
Responsibilities include: Ensure compliance to all supervisory policies and ... complaints; follow internally designed compliance procedures and update senior...
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VP Compliance - Derivatives Trading / Broker Dealer
Global Financial Services Frim - New York, NY
Compliance Manager (VP level) with prior compliance experience covering Derivatives ... as assigned by Chief Compliance Officer Position Requirements : Bachelors...
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Futures Compliance Officer
Othersfetchwedeliver! - Hoboken, NJ
Futures Compliance Officer role. Compliance officer for a major OTC oil broker. Company ... - futures and options. Qualifications: Futures and Options experience Compliance...
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Commodities & Futures Compliance Officer
Robert Half Financial Service - New York, NY
bank, is seeking a Commodities & Futures Compliance Officer that has ... compliance experience in the Futures & Derivatives Space Strong Commodities and Futures...
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