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Compliance Analyst / Surveillance
Financial Services Company - Chicago, IL
requirements that impact the company and its operations. The working environment is high ... Futures Association (NFA), Commodity Futures Trading Commission (CFTC) and other...
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Sr. Administrator - Operations
Charles Schwab - Chicago, IL
Schwab & Co. Complex options trading, futures trading, and portfolio margining are ... site material, departments or senior staff Technical/Functional Qualifications:...
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- Also found at: TweetMyJobs, CareerBuilder, The Wall Street Journal, Job.com, Charles Schwab Corporation
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Senior Technology Operations Engineer
Chicago Mercantile Exchange - Chicago, IL
Senior Technology Operations Engineer Locations: Chicago ID: 8818 Description Description ... procedures 9. Collaborates with support staff to enhance recovery procedures 10.
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Sr. Administrator - Operations - Sales - Retail / Consumer Goods job
Charles Schwab - Chicago, IL
Schwab & Co. Complex options trading, futures trading, and portfolio margining are ... site material, departments or senior staff Technical/Functional Qualifications:...
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Sr. Administrator - Operations
Schwab - Chicago, IL
Schwab & Co. Complex options trading, futures trading, and portfolio margining are ... site material, departments or senior staff Technical/Functional Qualifications:...
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Compliance Officer (Regulatory Reporting/Data Analyst)
Newedge Group - Chicago, IL
speculative limits of Exchange. * Coordinate futures and swaps regulatory reporting ... * Previous Compliance or related Operations experience * Experience in...
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GBAM Compliance Specialist
Bank of America - Chicago, IL
day to day compliance responsibilities for futures while also supporting prime ... Participates with Compliance staff in the analysis of projects and/or initiatives within t...
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ETD Global Head of Change
UBS - Chicago, IL
the Operations workstream and representing Operations in the wider IB OTC2CCP Program * ... * Management & co-ordination across the operations teams, ensuring operations...
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Compliance Officer - new
Chicago, IL
speculative limits of exchange. Coordinate futures and swaps regulatory reporting ... Required Experience Previous compliance or operations experience, experience in...
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Lead Internal Auditor
CME Group - Chicago, IL
Background in banking, financial services, futures exchanges or clearing houses ... with all levels of management and staff. Prior experience in conducting...
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