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Hedge Fund Compliance AnalystHedge Fund - Connecticuth matters, e-communications review, surveillance, liaison with IT for new systems development projects for compliance. Related experience at an investment bank, hedge fund or...from Job Search Digest
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CRD PM ComplianceCapital Markets - Pasadena, CAprinciples, domestic and international investment process Clearly understands ... Demonstrated excellence in leading and managing developers and business analyst w/...from CMP.jobs
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Analyst- Investment ComplianceBaltimore, MD*Performs and/or manages one or more critical components of the investment compliance ... accuracy and efficiency of the investment compliance monitoring program. *Identifies...9 days ago from Doostang - Save - Block - Flag - More Tools...
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Analyst- Investment ComplianceT. Rowe Price - Baltimore, MD*Performs and/or manages one or more critical components of the investment compliance ... accuracy and efficiency of the investment compliance monitoring program. *Identifies...13 days ago from iHispano.com - Save - Block - Flag - More Tools...
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Commodities Compliance Analyst / AssociateTop Tier Investment Bank - New York, NYInvestment bank seeks a Commodities Compliance Analyst ... and audits. Coordinating and leading compliance related projects. The Compliance...3 days ago from BankJobs.com - Save - Block - Flag - More Tools...
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Compliance AnalystWe are currently seeking a compliance analyst with an investment management ... be able to work independently and as a member of the compliance group 2-5 years...1 day ago from Michael Page International - Save - Block - Flag - More Tools...
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Compliance AnalystNumber: Compliance Analyst 331543 Department: Location: Global Inv Adviser Compliance ... team. The Compliance Analyst will monitor investment portfolios to test for compliance...2 days ago from FinancialJobBank.com - Save - Block - Flag - More Tools...
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- Job Summary | Also found at: Franklin Templeton Investments www.beyond.com
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Investment Compliance AnalystCTR Group - Philadelphia, PAall Compliance Guru?s! Knowledge of 1930s compliance is a must, and an SEC legal ... and compliance needs including regular compliance testing and monitoring of...28 days ago from Get Financial Analyst Jobs - Save - Block - Flag - More Tools...
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Compliance Analyst - Global BondFranklin Templeton - San Mateo, CAThe Compliance Analyst - Global Bond acts as liaison for the Global Investment ... controls. Monitor fund and separate account compliance with respective investment...2 days ago from Franklin Templeton - Save - Block - Flag - More Tools...
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Compliance Analyst ? Global BondFranklin Templeton Investments - San Mateo, CAcontrols. Monitor fund and separate account compliance with respective investment ... Provide operational support to other Global Investment Adviser Compliance locations.2 days ago from Franklin Templeton Investments - Save - Block - Flag - More Tools...
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Compliance Analyst-PortfolioFranklin Templeton - San Mateo, CAteam. The compliance analyst monitors investment portfolios to test for compliance ... of non compliance with the aforementioned investment guidelines. Primary...3 days ago from Franklin Templeton - Save - Block - Flag - More Tools...
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Investment Compliance AnalystBoston, MAIn addition, the Compliance Analyst will be involved in various Investment Compliance ... compliance analysis or oversight. The Compliance Analyst will display sound...30+ days ago from IvyExec - Save - Block - Flag - More Tools...
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Compliance Analyst-IBSGCiti - Buffalo, NYCompliance Analyst-IBSG Location: NY-Buffalo ICG Compliance's Information Barrier ... manner as well as interact with legal, investment banking and other compliance...from Job.com
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Risk & Compliance Manager, Vice PresidentState Street - Boston, MAFixed Income credit risk analyst will be responsible for developing and monitoring ... investors, including investment servicing, investment management, and investment...from RiskManagementWeb.com
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