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Credit Risk Senior Reporting Analyst
Huxley - Stamford, CT
monitor investment performance, and ensure compliance with the relevant limits, ... and surveillance tools &##149; Ensure compliance with issuer, asset and country...
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Senior Sanctions Analyst - new
New York, NY
investment bank seeks a Senior Sanctions Analyst for the New York Office of their ... policy and minimum procedures to ensure compliance with OFAC filtering and reporting...
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CLIENT SERVICE AND BUSINESS DEVELOPMENT ANALYST
BNP Paribas Investment Partners - New York, NY
and preparing supporting materials for investment analysis reporting. Specific ... marketing perspective. Liaise with Compliance on standards and compliance of new...
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Sr Operations Risk Analyst Gtm - Klik Technologies
Union Bank - Valley Cottage, NY
Job Summary: The Sr. Operations Analyst supports the Business Unit Risk ... Executive Level Managers, Legal, Corporate Compliance, Vendor Risk Administration,...
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Senior Analyst, Internal Controls
Mcintyre Group - New York, NY
Senior Analyst, Internal Controls Summary: The Senior Analyst, Internal Controls position, ... all Division accounting activities (investment accounting and corporate...
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Senior Compliance Analyst
Compliance Search Group - New York, NY
As a Senior Compliance Analyst for a registered investment adviser, the successful ... via Compliance Dashboard of the Funds for compliance with investment guidelines,...
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Asset Management Compliance Officer
Compliance Search Group - New York, NY
investment adviser and for overseeing the compliance programs of the sub-advisers to ... may be required Qualifications: 2 - 4 years investment compliance or operations...
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Senior Analyst, Investments
Shikare - New York, NY
Our client, a Top Tier Global Investment Bank, is looking to hire an Senior Analyst to ... including operations, performance and compliance. 5. Monitor equity and fixed...
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Advertising Marketing Review Compliance
Financial Services Company - New York, NY
Advertising Sales Literature Compliance Analyst who will be responsible for providing ... Previous legal/compliance experience with a broker-dealer or investment adviser of 3-5 yea...
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Compliance Officer - Corporate Finance
Compliance Search Group - New York, NY
client, a top-tier investment bank, seeks a Compliance Officer that will focus on ... or compliance advice in connection with investment banking transactions is essential.
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