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VP - Counsel Investment Management
Compliance Search Group
- New York, NYdivision. Position requires knowledge of the Investment Advisers Act of 1940. Candidate ... Knowledge of Investment Company Act of 1940, ERISA, CFTC/NFA Rules, 33 and 34 Securities...
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Assistant General Counsel - Private Equity
- newPinebridge Investments
- New York, NYfund formation expertise, as well as complex investment transactional expertise. Primary ... external counsel, as needed Provideadvice to investment teams regarding existing...
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Benefits Counselors Enrollers
Paul Reverecolonial Voluntary Benefits
- New York, NYthey have planned for you Not Much! Benefit Counselor: Broker and direct sales expertise. Our reps choose whats best for them and they have the flexibility to market in either or...
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Associate General Counsel/Director of Compliance
Diversified Investment Firm
- New York, NYpolicies/procedures/controls Monitor investment and other activities throughout ... compliance with applicable rules Advise investment/trading staff on trade-related...
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Investment Banking Interns
- newAlpha Capital Holdings
- New York, NYAlpha Capital is seeking a number of investment banking interns for our internship ... is the first step towards a real career in investment banking. You receive a lot of...
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Assistant General Counsel - Derivatives
- newJPMorgan Chase
- New York, NYNumber: 130036212 Assistant General Counsel, Investment Bank-Derivatives Counsel, ISDA ... than 60 countries. The firm is a leader in investment banking, financial services for...
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Senior General Counsel/Managing Director
A Financial Services Company
- New York, NYThe successful candidate should have a solid deal history of originating, structuring and/or executing debt and equity investments as well as joint ventures. The candidate should...
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Senior Investment Bank Litigation Attorney
- newUBS
- New York, NYResponsibilities of the attorneys in UBS Investment Bank's litigation group include: * Representation of UBS Investment Bank in litigation, regulatory and enforcement proceedings,...
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Vice President, Associate General Counsel
- newFinancial Services
- New York, NYA public corporation that provides information management systems and services to the financial services industry, is seeking a Vice President, Associate General Counsel.
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VP Tax Counsel
- newMorgan Stanley
- New York, NYof carried interest plans and leveraged co-investment plans * Senior management presentations on findings and recommendations * Managing external tax advisors Skills Required To...
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