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Compliance Manager
Prudential
- Roseland, NJThis Compliance Manager is responsible for providing support to Group Insurance business ... regulatory and compliance matters, including compliance with FINRA Rules, SEC Rule 38a-1,...
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Compliance Manager
Prudential
- Newark, NJwith regulatory agency personnel, and compliance, marketing and other personnel ... Responsibilities can include both broad compliance issues (e.g., evaluation of new...
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