Showing 1-10 of 441
Showing 1-10 of 441
Regulatory complaint analyst jobs

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Confidential - Securities Broker-Dealer - New York, NY

In this position, the candidate will perform a variety of functions to ensure and enforce compliance with regulatory, self-regulatory and firm requirements,...

TriStaff Group - La Jolla, CA

Assist in analyzing complaint against available facts; Their Compliance Department is responsible for regulatory oversight and monitoring for all aspects of the...

First Commerce Bank - Lakewood, NJ

Credit Analyst Trainee. A Credit Analyst Trainee will learn follow many procedures and work independently within the framework of the Bank, ensuring proper...

Hogan Transports, Inc. - St. Louis, MO

Credit Analyst - Good Pay & Benefits! Knowledge of loan risk ratings, regulatory guidance, and accounting principles....

PerkinElmer - Shelton, CT

The Complaints Specialist will be responsible for supporting post-market complaint handling and report submissions, which may include non-conformance...

Principal Financial Group - Des Moines, IA

Principal Financial Group is seeking a Regulatory and Quality Analyst to join the Broker Dealer team!...

Hawaiian Electric Company, Inc. - Honolulu, HI

Regulatory Analyst II:. Drafts responses and reports to PUC inquiries, including informal complaints. Working knowledge of accounting, economics, engineering,...

Stryker - San Jose, CA

Review reports of customer complaints and assess them for regulatory reporting. 0-2 year’s regulatory experience in the medical device industry....

IBM - Hartland, WI

Directs the complaint handling program to ensure complaints are identified, processed, and investigated per internal procedures and regulatory requirements....

Direct Energy - Houston, TX

Federal Energy Regulatory Commission; General knowledge of industry regulatory rules and regulations, state regulatory requirements and administrative...


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