Showing 1-10 of 4,314
Showing 1-10 of 4,314
Regulatory compliance jobs near New York, NY

Fora Financial LLC - New York, NY

Coordinates compliance monitoring program and prepares compliance reports. The Compliance Officer will evaluate the adequacy, effectiveness and efficiency of...

Alvogen - Pine Brook, NJ

Manages team and leads Regulatory Associates and/or Senior Regulatory Associates in regulatory activities associated with planning, authoring, compiling and...

Hiperos - New York, NY

By combining licensed and web-based content Alacra also provides a range of entity reference data solutions that help our clients maintain extremely accurate...

Finra - New York, NY

Minimum of five years of securities, compliance or financial regulatory experience. FINRA is a registered trademark of the Financial Industry Regulatory...

Manhattan, NY

Assist in collecting and reporting relevant Markets Compliance statistics to Central Compliance for MIS reporting purposes....

Macquarie Group Limited - New York, NY

Ensuring Macquarie continues to meet the obligations within its regulatory and compliance framework. Liaise and collaborate with the larger regulatory reporting...

U.S. Securities and Exchange Commission - New York, NY

(1) improve compliance; Office of Quantitative Analytics Unit (QAU) is primarily responsible for the analysis of regulatory and other data to help identify...

The Compliance Search Group, LLC - New York, NY

Monitor the business units’ performance with compliance, and alert management to compliance gaps and issues; Which include annual compliance meeting;...

Twenty Recruitment Group - US - New York, NY

10+ years’ experience in AML/KYC compliance, audit and/or regulatory experience with team management in the financial industry;...