Showing 61-80 of 5,743
Showing 61-80 of 5,743
Regulatory Compliance jobs near New York, NY

Amazon Corporate LLCNew York, NY

Knowledge of manufacturing, global supply chain, and regulatory requirements. Partnering closely with cross functional teams including the retail category teams...

TD BankNew York, NY

Ensures all products are in compliance and meet all regulatory requirements. Understand and provide TD Private Client Wealth management, advisors and affiliated...

Sovereign Financial Group, Inc. / Raymond JamesStamford, CT

Attend compliance and continuing education training sessions as required by regulatory agencies and the firm- Prepare client correspondence, obtain necessary...

CitiJersey City, NJ

Compliance and Control. Experience with a regulatory body a plus. Prior experience working in role needing to work with regulators such as compliance officer....

Compass Group USAQueens, NY

Manages and insures compliance with TJC, CMS, DNV, State Health Department, EPA, DEP, ADA and other regulatory business appointments. FIRE SAFETY MANAGER....

PrudentialNewark, NJ

A minimum of five years experience in financial services, regulatory compliance, or a related field. Knowledge of enterprise risk management, regulatory...

HSBCNew York, NY

Implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer, Area Compliance...

E*TRADE FINANCIALJersey City, NJ

Escalates operational, regulatory and other risks to senior management and concerned departments such as Compliance and Internal Audit....

Urban PathwaysNew York, NY

Attends property management meetings, regulatory property inspections, and management review, as required. Monitors facility operations and ensures compliance...

Colgate-PalmoliveNew York, NY

Ensures regulatory and validation fitness of Global CRS worldwide. The GTA develops the worldwide approach to these technologies, and executes them in...

CitiJersey City, NJ

Collaborate with functional partners from ICG, GCB, AML Compliance, AML Operations, and Compliance Technology to gather, translate and understand the impact of...

E*TRADE FINANCIALJersey City, NJ

Assisting Compliance colleagues in developing and enhancing testing protocols around automated processes critical to compliance with regulatory requirements....

Michael Page USManhattan, NY

Providing coverage for AML compliance monitoring, CIP, KYC and OFAC. Knowledgeable of Banking, USA Patriot Act, BSA requirements and other regulatory trends....

Michael Page USNew York, NY

2+ years of regulatory compliance experience within Financial Services and Broker Dealer. Maintaining compliance policies and procedures....

Columbia University Medical Center_PediatricsNew York, NY

Ensures compliance with all CUMC regulatory requirements and NYP initiatives. The Department of Pediatrics at the College of Physicians & Surgeons of Columbia...

Omega Global PartnersNew York, NY

Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred. Regulatory filings include SEC Form ADV;...

HealthfirstNew York, NY

Conduct in accordance to regulatory and compliance guidelines and HIPAA. Demonstrated ability to work within regulatory and compliance guidelines including...

BlackRockNew York, NY

Institutional Client Business, US Wealth Advisory, Global Consultant Relations, Portfolio Management, Legal & Compliance, Marketing, and Business Operations....

EcoServices, LLCJohn F. Kennedy Airport, NY

EcoServices is a FAA regulated facility and compliance with such rules is a condition of employment. Salaried position, compensation dependent upon education...


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