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Showing 1-10 of 6,067
Senior compliance officer jobs

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LEDIC Realty Company - Birmingham, AL

The Compliance Officer will be responsible for the following:. The Compliance Officer will be assigned a portfolio of communities of various program types:....

BMO Financial Group - Chicago, IL

Senior Compliance Manager, U.S. The Senior Compliance Officer functions as a key resource for U.S. The Senior Compliance Officer will be tasked with advising...

Seton Healthcare Family - Austin, TX

The Compliance Education & Asst Priv Officer coordinates administration and delivery of corporate compliance and education activities and tasks....

SSL (Space Systems Loral) - Palo Alto, CA

Four years' experience interfacing with senior company, government and industry personnel on compliance issues....

CareCentrix - Tampa, FL

Perform other duties as assigned by Chief Compliance Officer and/or Directors. Partner with internal compliance and legal resources for interpretive guidance,...

UC DAVIS HEALTH SYSTEM - Sacramento, CA

The Compliance Analyst position reports to the Compliance Manager with oversight by the Deputy Compliance Officer and Chief Compliance Officer.--Knowledge of...

Credico (USA) LLC - Chicago, IL

Also assist Chief Legal Officer in:. Mergers & acquisitions, compliance, and corporate governance. The Senior Counsel will work in a fast-paced and challenging...

Broker Dealer & Registered Investment Advisor - Nashville, TN

Prior experience as Senior Compliance Officer with a SEC Registered Investment Advisor and/or FINRA registered Broker/Dealer....

Vanguard - Malvern, PA

The Compliance Manager will manage compliance staff, develop and maintain departmental compliance processes, support departmental projects, build relationships...

CITIZENS BANK - Canton, MA

Working with the Senior Compliance Manager and/or Senior Compliance Officer to provide compliance advice and sign-off, as appropriate....


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