Showing 1-20 of 6,142
Showing 1-20 of 6,142

Senior Compliance Officer jobs

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Job PostingCompanyLocationSalaryDescriptionOthers

HSBC

-New York, NY

Est.: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ensure adherence to the Compliance Officer and Money Laundering Control Officer handbooks. To discharge the (Compliance Officer) accountabilities set out in the...

Ameriprise Financial

-Boston, MA

Assist in developing our global compliance program for Institutional sales. 5-7 years of financial industry experience, preferably in a compliance or legal...

Charles Schwab

-Boston, MA

Est.: $87,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance 11 and/or iTrade. Follow-up on infractions and report infractions to the Managing Director and the relevant Chief Compliance Officer....

American Express

-Phoenix, AZ

Est.: $77,000 - $97,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This role is generally responsible for managing the day-to-day execution of compliance reviews performed by the Independent Compliance Testing (ICT) team....

Health Choice

-Phoenix, AZ

Est.: $82,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Under the direction of the Chief Compliance Officer, the Senior Manager, Compliance shall administer the compliance program for Health Choice Preferred Network...

HSBC

-New York, NY

Est.: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...

Transamerica

-Saint Petersburg, FL

Est.: $98,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Assist the Divisional Compliance Officer/Director, Compliance in supervising or managing multiple functions, activities and operations of the business units'...

QVC

-West Chester, PA

Est.: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Senior Manager- Ethics & Compliance. The Senior Manager – Ethics & Compliance will work closely with QVC’s Chief Compliance Officer in the maintenance and...

Scotiabank

-Houston, TX

Est.: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Communicating regularly with senior Houston management to ensure compliance with the SBUS BSA/AML Compliance Program by the Bank's Houston-based businesses....

AbbVie

-Lake County, IL

Est.: $96,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Senior Manager will perform the following with minimal to moderate supervision from Ethics and Compliance Officer:....

North Carolina Office of State Human Resources

-Nash County, NC

$41,000 - $68,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Provide excellent service to customers and their representatives while educating and enforcing compliance with the Revenue Laws of North Carolina....

TD Bank

-Mount Laurel, NJ

Est.: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Senior Manager, Compliance manages assigned compliance functions for the Company and supports the development, implementation, and maintenance of a...

U.S. Federal Government

-Washington, DC

$95,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Operating under and determining compliance with laws, regulations, and applicable standards; And/or providing technical expertise and training to junior marine...

Superior Controls

-Seabrook, NH

Est.: $67,000 - $95,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Budget variance analysis, including monthly reviews with senior management. Ensures accuracy of financial statements in accordance with GAAP and compliance with...

Ann & Robert H. Lurie Children’s Hospital of Chicago

-Chicago, IL

Est.: $90,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Project Manager Sr. Under direction of Compliance Officer, they will engage stakeholders, plan, execute, and monitor activities as assigned by...

BNP Paribas

-San Ramon, CA

Est.: $130,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Bank of the West has an exciting new Senior Regulatory Compliance Manager role in the area of Regulations W and O....

Pfizer Inc.

-Groton, CT

$93,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This notice is provided in compliance with 20 CFR 656.10(d). Any person may provide documentary evidence bearing on the application to the Certifying Officer of...

Capital One

-McLean, VA

Est.: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sr. Senior Associate, Risk Management. Implement new compliance or risk initiatives sponsored at a corporate or Retail Bank-level....

Lockheed Martin

-Lemoore, CA

Est.: $98,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Providing oversight of time compliance technical directive execution and kitting. Knowledge of time compliance technical directives, modification practices,...

Presence Health

-Joliet, IL

Est.: $48,000 - $66,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ensures compliance with policies and takes corrective action as necessary. Upon request, writes articles, speeches, letters and reports for senior leadership....


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