senior compliance officer jobs near New York, NY
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Head of Financial Institutions ~ HFP
The Hartford Financial Services - New York, NY
Ability to work with and advise senior executives at the highest levels. Partner closely with the chief underwriter for Hartford Financial Products, consulting...
Equities Senior Compliance Officer, Corporate - Equity Compliance
Jefferies - New York, NY
Equities Senior Compliance Officer, Corporate - Equity Compliance About Jefferies. The desired candidate has senior level experience providing compliance...
Division Director of the Transitional Residence for Alien Children (TRAC)
The Children's Village - Dobbs Ferry, NY
It is expected that the Division Director will maintain a strong and effective working relationship with the ORR/DCS Project Officer and ORR/DCS Federal Field...
Senior Manager, Business Unit Compliance Officer - Operations Compliance US Capital Markets
BMO Financial Group - Jersey City, NJ
Business Unit Compliance Officer will support the compliance testing program and subsequent sub compliance programs, including interfaces with operational...
AIS Fund Administration Manager, Officer
State Street - New York, NY
Ensure compliance with investment fund legal documents, i.e. partnership agreement. Fund Administration Officers interact with all levels of professionals both...
Listed Derivatives Compliance Officer AVP
The Compliance Search Group - New York, NY
Our client, a global bank, is seeking a Listed Derivatives Compliance Officer to join their team. Provide front and back office guidance on compliance and...
Senior Compliance Officer needed, NYC
CompliStaff. Inc. - New York, NY
Senior Compliance Officer needed in financial crimes group at International Bank, reporting to the Head of Compliance, NY Branch, NYC....
Global Compliance Counsel (3-6 Months Contractor Role)
News Corp - New York, NY
Work with the Group Chief Compliance Officer on the development of global compliance training. Work with the Group Chief Compliance Officer on the development...
Senior Associate - Risk Managment
Sumitomo Mitsui Trust Bank - New York, NY
Depending on the best candidate, the position may be at an Officer or an AVP level.*. Fully knowledgeable on the day-to-day activities, resolves complex issues...
Senior Loan Processor
Quontic Bank - Astoria, NY
Updates loan officer, loan officer assistant, and customers on loan status. Acts as the primary liaison between the loan officer, loan officer assistant,...