Showing 1-10 of 3,391
Showing 1-10 of 3,391
Sr compliance advisor jobs

Refine Your Search

CITIZENS BANK - Cranston, RI

Compliance advice and sign-off. Senior level compliance officer, regulator or audit professional with experience working within a large, complex financial...

CITIZENS BANK - Cranston, RI

Serving as a compliance representative and advisor for assigned new business initiatives and special projects;...

Lincoln Financial - Philadelphia, PA

Manage complex compliance projects, as requested by Compliance management. Provide compliance support and guidance to the LFN Managed Account business, IA...

Shentel - Waynesboro, VA

Duties will include providing support for outside tax advisors in the preparation of federal, state and local income and transaction tax provisions and...

NXP Semiconductors - Austin, TX

This position will conduct audit activities, primarily advising and auditing the company’s Sarbanes-Oxley compliance program, and testing of operational,...

Gradient Investments Inc. - Arden Hills, MN

Gradient Investments, LLC “GI” is seeking a Sr. Proactively build a book of advisors and assets under management....

Wolf & Company, PC - Boston, MA

Reviews compliance related policies and procedures for compliance with regulatory requirements and sound practices. Risk Management or Bank Compliance :....

PricewaterhouseCoopers LLC - Irvine, CA

Hires from a PwC affiliate firm must meet the credential requirements for a PwC US senior associate in that PwC affiliate firm....

Retirement Corporation of America - Blue Ash, OH

Maintain strong compliance documentation for areas of responsibility. We are currently looking for an Senior Operations Specialist to join Retirement...

JNBA Financial Advisors - Bloomington, MN

As an active client meeting participant, and having frequent direct communication with clients, the Advisor works closely with the Senior Advisors taking...


Your Recent Searches