Showing 1-20 of 1,087
Showing 1-20 of 1,087

Sr Compliance Advisor jobs

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Howard University-Washington, DCEst. salary: $40,000 - $52,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Athletic Academic Advisor will serve as the primary contact and academic advisor for assigned student-athletes....

Essence Group Holdings Corporation-St. Louis, MOEst. salary: $86,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Serves as a regulatory advisor to health plan operational areas and the Compliance team; Identifies potential or actual compliance risks;...

Cross Search-Tampa, FLSalary: $150,000 - $210,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Chief Compliance Officer will be responsible for all aspects of the compliance programs and internal controls as they relate to Broker Dealer operations and...

Lockheed Martin-Bethesda, MDEst. salary: $50,000 - $70,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

May also perform as an advisor or trainer for military operators and maintainers. Assists local security in conducting routine software audits for compliance...

TDS Telecom-Madison, WIEst. salary: $44,000 - $57,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The C oordinator-Financial Services Compliance identifies and reports Advisor trends and gives guidance to resolve gaps in knowledge, skills and behaviors,...

AIG-Houston, TXEst. salary: $58,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Supervision, Consumer Compliance, Field Compliance and/or Senior Management. Identify and assist in mitigating compliance risk within the organization....

USAA-San Antonio, TXEst. salary: $94,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Identifies potential compliance risks and coordinates with appropriate Compliance staff. We are currently seeking talented Senior Compliance Advisor – Consumer...

Fidelity Investments-Merrimack, NHEst. salary: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Senior Advisor, Asset Management Compliance. Compliance technology and compliance related initiatives; Primary responsibilities will be to demonstrate active...

University of Texas at Austin-Austin, TXSalary: $4,200 a month

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Experience with UT student records applications including, NRRECS, Advisors Toolkit and IDA. Communicate with students, advisors and administrators to trouble...

California State University-CaliforniaSalary: $5,900 - $10,000 a month

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Serve as a key technical advisor in recommending, implementing various analysis in compliance with various reporting requirements....

Bristol-Myers Squibb-Tampa, FLEst. salary: $98,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Point of contact with HR Centers of Expertise (CoE), Legal, and Compliance for alignment on new initiatives. This position is also responsible for the ongoing...

Delta State University-Cleveland, MSEst. salary: $33,000 - $48,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Work closely with Athletic Department Compliance personnel, Faculty Athletic Representative, faculty academic advisors, and Records/ Compliance Specialist to...

Bridgewater State College-Bridgewater, MASalary: $70,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Advise/Educate students individually and in a group setting at both Bridgewater State University and the Community Colleges on education regarding initiatives...

Google-Mountain View, CA

Identify organizational, process and systems gaps that could jeopardize compliance or product success across the company....

Charles Schwab-Boston, MAEst. salary: $81,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance 11 and/or iTrade. We are currently offering the opportunity for a dynamic and engaging Investment Management professional to join our IIMS Compliance...

Betterment LLC-New York, NYEst. salary: $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Has either been a CCO or the number two compliance professional for a SEC-registered investment advisor and FINRA member broker-dealer....

Northcentral University-Scottsdale, AZEst. salary: $24,000 - $33,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Maintain all tasks/responsibilities for student load set by Associate Director or Sr. Academic and Finance Advisors provide exceptional customer service and...

OCC-Dallas, TXEst. salary: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Act as an advisor in compliance matters with OCC. Escalate material findings to Compliance Management. The Compliance Officer will also be responsible for...

Sterling National Bank-New York, NYEst. salary: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Seasoned, experienced banker that is viewed as a trusted advisor to clients and prospects. Ensure compliance with regulatory requirements and with the bank’s...

Conifer-Frisco, TX

30% Serves as an internal expert and advisor in compliance matters. Or Coding Compliance. Compliance Operations and Programs;...


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