Showing 1-20 of 3,976
Showing 1-20 of 3,976

Sr Compliance Advisor jobs

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Eastern Bank-Lynn, MA-Est. salary: $87,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

AVP Sr Compliance Analyst. Serves as the liaison to the Compliance and Operational Risk Department for all compliance related questions, training requirements...

Fresenius Kabi-Lake Zurich, IL-Est. salary: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Reviewing technical documents for cGMP and regulatory compliance. Maintain ongoing relationships with multiple customers as a trusted advisor....

Verizon-Basking Ridge, NJ-Est. salary: $98,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Build a global capital audit practice and collaborate with the Business to improve governance, risk management, controls and compliance practices in capital...

Fiesta Restaurant Group-Addison, TX-Est. salary: $86,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Supervises a tax advisor (manager) and senior financial analyst. Enforces adherence to all regulatory requirements, including GAAP and Sarbanes Oxley (SOX)...

CITIZENS BANK-Cranston, RI-Est. salary: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Escalate compliance issues to the Senior Compliance Manager and/or Director of Compliance. In addition, the Compliance Officer must work effectively with...

CITIZENS BANK-Canton, MA-Est. salary: $91,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Officer I will collaborate with the Sr. 3 -5 years compliance experience preferably in a broker dealer, investment advisor or insurance company....

HSBC-New York, NY-Est. salary: $77,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer, Area Compliance...

Citi-Fort Mill, SC-Est. salary: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance and Control. The candidate will work directly with Business Compliance Officers, the Global AB&C Compliance team, the Business, Enterprise Supply...

HawkEye 360-Herndon, VA-Est. salary: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Analyze results and create novel ways to visualize them to illustrate performance and functional compliance....

Bank of America-Boston, MA

Manage the day-to-day activities of Financial Solutions Advisors (FSAs), Banking Center Financial Advisors (BFAs), Center Based Small Business Bankers (CBSBB),...

HSBC-Miami, FL-Est. salary: $71,000 - $97,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer, Area Compliance...

Public Company Accounting Oversight Board-Washington, DC-Est. salary: $93,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The PCAOB also oversees the audits of broker-dealers, including compliance reports filed pursuant to federal securities laws, to promote investor protection....

Stifel Nicolaus-St. Louis, MO-Est. salary: $63,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Act as compliance liaison and compliance expert for regulatory inquiries and examinations of the firm and its affiliates....

Amazon Corporate LLC-Seattle, WA

Support company-wide compliance for state/local tax credits and incentives working closely with business owners and other internal resources....

Wolf & Company, PC-Boston, MA-Est. salary: $82,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Reviews compliance related policies and procedures for compliance with regulatory requirements and sound practices. Risk Management or Bank Compliance :....

Citi-Irving, TX-Est. salary: $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance and Control. Coordinates business and compliance cross-functional NPMP Approval Committee product submissions....

HSBC-Melville, NY-Est. salary: $73,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer, Area Compliance...

HSBC-New York, NY-Est. salary: $71,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer, Area Compliance...

HighTower Advisors-Chicago, IL-Est. salary: $82,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

HighTower advisors are experienced investment professionals with large, established practices serving high net worth and institutional clients....

CVS Health-Irving, TX-Est. salary: $79,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

SENIOR ADVISOR, ENTERPRISE QUALITY MANAGEMENT Position Summary As the Senior Advisor - Enterprise Quality Management you will be responsible as the Single Point...


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