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Showing 1-20 of 3,893

Sr Compliance Advisor jobs

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CITIZENS BANK-Canton, MA-Est. salary: $91,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Officer I will collaborate with the Sr. 3 -5 years compliance experience preferably in a broker dealer, investment advisor or insurance company....

Public Company Accounting Oversight Board-Washington, DC-Est. salary: $93,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The PCAOB also oversees the audits of broker-dealers, including compliance reports filed pursuant to federal securities laws, to promote investor protection....

Eastern Bank-Lynn, MA-Est. salary: $87,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

AVP Sr Compliance Analyst. Serves as the liaison to the Compliance and Operational Risk Department for all compliance related questions, training requirements...

University of Maryland Medical System-Baltimore, MD-Est. salary: $67,000 - $91,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This position impacts corporate programs and established policy through participation as legal advisor on committees developing/implementing policies, programs...

University Federal Credit Union-Austin, TX-Est. salary: $41,000 - $59,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Seek appropriate guidance and coaching from Investment Advisors and Senior Investment advisors. Maintain strict adherence and compliance to all laws, rules,...

HawkEye 360-Herndon, VA-Est. salary: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Analyze results and create novel ways to visualize them to illustrate performance and functional compliance....

HAI Group-Cheshire, CT-Est. salary: $69,000 - $86,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ability to become a trusted advisor to the insured. The role develops, coordinates and directs risk control interventions to improve the insured’s compliance...

Willis Towers Watson-San Francisco, CA-Est. salary: $88,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Focus on quality, compliance and risk management. Develop a trusted advisor relationship with carrier through effective communication and efficient, quality...

Welch Allyn-Skaneateles Falls, NY-Est. salary: $61,000 - $84,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Welch Allyn Sr. Assist in the management of compliance related activities. Strong understanding of contractual terms and legal, regulatory and compliance...

Verizon-Basking Ridge, NJ-Est. salary: $98,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Build a global capital audit practice and collaborate with the Business to improve governance, risk management, controls and compliance practices in capital...

ADP-Florham Park, NJ

ADP is hiring a Sr. Compliance Analyst.IA Compliance Analyst whose primary responsibilities will be to conduct risk based compliance reviews and to provide...

Navient-Arcade, NY-Est. salary: $84,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Oversee Quality Assurance Compliance and Controls:. Evaluates departmental operating procedures and makes appropriate modifications while ensuring compliance...

CliftonLarsonAllen-Tampa, FL-Est. salary: $79,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Investment advisory services are offered through CliftonLarsonAllen Wealth Advisors, LLC, an SEC-registered investment advisor....

ManTech International Corporation-Washington, DC-Est. salary: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ensure compliance with annual FISMA deliverables and reporting. Reports to the ManTech Strategic Advisor and serve as the Deputy Strategic Advisor being...

CITIZENS BANK-Cranston, RI-Est. salary: $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Escalate compliance issues to the Senior Compliance Manager and/or Director of Compliance. In addition, the Compliance Officer must work effectively with...

HSBC-New York, NY-Est. salary: $77,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer, Area Compliance...

Interactive Brokers-Greenwich, CT-Est. salary: $86,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Senior Compliance Analyst. Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment....

CareFirst BlueCross BlueShield-Owings Mills, MD-Est. salary: $76,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Finance Auditor & Advisor will lead audit teams in the completion of internal audits, and plan and lead appropriate research and risk assessment....

Amazon Corporate LLC-Seattle, WA

Support company-wide compliance for state/local tax credits and incentives working closely with business owners and other internal resources....

Amazon Corporate LLC-Seattle, WA

This position is not directly involved in compliance. Writing technical and non-technical tax research and compliance memos....


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