Showing 41-60 of 3,720
Showing 41-60 of 3,720
Sr Compliance Advisor jobs

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Blue OwlSan Francisco, CA

Demonstrated experience as a consultant and advisor to senior management in all human resources areas, including:....

Crowe HorwathDallas, TX

Become a trusted advisor to client management by providing appropriate recommendations and solutions. This position will be responsible for leading Small...

Dunham Trust CompanyReno, NV

Monitor trust investments, coordinate with investment managers and make appropriate decisions regarding investment with input from advisors....

Sunwest BankIrvine, CA

SUMMARY With direction and supervisionfrom department head, provides direct support to develop and analyze allrelevant depository and credit information

Zebra TechnologiesHoltsville, NY

Guides and assists different areas of the business in the decision making process, from corrective actions or tactical activities to more strategic long term...

USAASan Antonio, TX

Identifies potential compliance risks and coordinates with appropriate Compliance staff. We are currently seeking talented Senior Compliance Advisor - Deposit...

JustworksManhattan, NY

You have 5-8 years previous experience selling a complex HR solution (PEO, HRIS, Payroll and Compliance) with multiple stakeholders....

HSBCReston, VA

Implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer, Area Compliance...

Foundation SourceFairfield, CT

The *Associate Private Client Advisor (APCA)*. Private Client Advisors (PCAs) are the relationship managers for 50-80 private foundations and their board...

HSBCNew York, NY

To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...

creehan & companyPittsburgh, PA

Serve as key lawyer/legal advisor on major Creehan Business transactions, including acquisitions, divestitures, strategic endeavors and joint ventures....

DUFF AND PHELPS, LLCNew York, NY

Duff & Phelps is the premier global valuation and corporate finance advisor with expertise in complex valuation, disputes and investigations, M&A, restructuring...

Preferred SandsRadnor, PA

Direct outside advisors and consultants when appropriate. Lead transaction process with coordination of internal working groups including design and...

E*TRADE FINANCIALJersey City, NJ

Familiarity with broker-dealer, registered investment advisor and federally chartered bank recordkeeping requirements, such as SEC 17a-3, 17a-4, Investment...

Gateway Health PlanPittsburgh, PA

Monitor changes, corrections and clarifications in applicable regulatory/accrediting body requirements and make adjustments to the compliance plan....

Fuller & CompanyAtlanta, GA

[1] Registered Representative Securities offered through Cambridge Investment Research Inc., a Broker/Dealer, Member FINRA/SIPC.Investment Advisor...

ManTech International CorporationWashington, DC

Ensure compliance with annual FISMA deliverables and reporting. Reports to the ManTech Strategic Advisor and serve as the Deputy Strategic Advisor being...

CliftonLarsonAllenAtlanta, GA

Investment advisory services are offered through CliftonLarsonAllen Wealth Advisors, LLC, an SEC-registered investment advisor....

Crowe HorwathSan Francisco, CA

Manage, direct and monitor multiple client engagements as well as serve as a business advisor to the client....


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