Showing 161-180 of 3,884
Showing 161-180 of 3,884

Sr Compliance Advisor jobs

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MUFG-Brea, CA-Est. salary: $110,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

We have an opportunity for a Sr. Maintain compliance with audit methodology, while also operating within industry best practices, applicable regulations, and...

PNC-Pittsburgh, PA-Est. salary: $67,000 - $96,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

CTFA (Certified Trust Financial Advisor) licenses preferred. As a Fiduciary Advisor II within PNC's Institutional Asset Management organization, you will be...

HighTower Advisors-Chicago, IL-Est. salary: $61,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Advisor transition support (travel required). Provide advisor support for paperwork processing and questions....

Accenture-Seattle, WA-Est. salary: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ensure Accenture's compliance with any Alliances agreements. Work with executive sponsors from within Accenture and at the vendor to maintain alignment, develop...

State Street-Quincy, MA-Est. salary: $89,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Own compliance to stringent Legal, Risk and Regulatory requirements/procedures. Ability to run a business (set strategy, manage budget, risk, compliance, client...

Philips-Richmond, VA-Est. salary: $77,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Initiate collaboration with Sr. In collaboration with the Sr. Negotiate and oversee development of contracts for compliance, terms and conditions, renewals and...

Russell Tobin-Newark, DE-Est. salary: $87,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Director of Compliance. Develop compliance education tools for employees. Our client is seeking a Director of Compliance who will be responsible for the day-to...

PNC-Cleveland, OH-Est. salary: $49,000 - $67,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

As a Sr. Performs common processing and ensures compliance with standard regulations and processes. Client Solutions Specialist you will be based at PNC Center...

National Association of Realtors-Washington, DC-Est. salary: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Act as key advisor on employee relations matters:. Develop/implement effective plans and communications to ensure NAR’s compliance....

BASF Corporation-Florham Park, NJ-Est. salary: $86,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Knowledge of compliance related to nondiscrimination/affirmative action laws and regulations. Manage a team of Talent Acquisition Advisors and create a high...

Deutsche Bank - US-Jacksonville, FL-Est. salary: $71,000 - $91,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance is now seeking an Analyst to work in our Employee Compliance Department on our Registrations & Licensing Team....

Production Solutions-Vienna, VA-Est. salary: $37,000 - $52,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Follow core compliance SOP’s and QC procedures; Staffing Advisors is committed to helping our clients create a diverse work environment and is proud to be an...

Walgreens-Deerfield, IL-Est. salary: $100,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Serves as advisor to WBA Finance Leadership team for complex accounting issues. Responsible for managing development, implementation and communication of WBA...

FTI Consulting, Inc.-New York, NY-Est. salary: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Possess strong compliance skills (i.e. Companies, hedge funds, pension advisors and owners/developers....

DUFF AND PHELPS, LLC-Dallas, TX-Est. salary: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Duff & Phelps is the premier global valuation and corporate finance advisor with expertise in complex valuation, disputes and investigations, M&A, restructuring...

Wells Fargo-Denver, CO-Est. salary: $130,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

10+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business...

Wells Fargo-Winston-Salem, NC-Est. salary: $70,000 - $92,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ability to review trust agreement documents and ensure bank compliance. Strong relationship management skills Other Desired Qualifications Certified Trust and...

TD Ameritrade-San Diego, CA-Est. salary: $81,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Extensive experience presenting to Sr. Knowledge of the registered investment advisor (RIA) industry. Oversees all program related work streams and holds...

Robert Half Finance & Accounting-Washington, DC-Est. salary: $45,000 - $50,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Maintain client files in compliance with FINRA. The Client Services Associate will support Financial Advisors and report to the Director of Operations....

SmithBucklin-Washington, DC-Est. salary: $86,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Assist with and maintain relationships with client investment advisors. SmithBucklin, a 100 percent employee-owned association management company, is looking...


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