Top 36193 Systems security officer Jobs

Senior Compliance Officer
Concorde Investment Services —Boca Raton, FL
- $105,000 - $120,000 a year
- Full-time
- Management
- Office
- Continuous improvement
- Health savings account
- Health insurance
Quick Apply
Police Officer (Secret Service Police), Canine Explosives Detection, $75,000 Recruitment Incentive
The United States Secret Service —Washington, DC
- $77,987 - $134,165 a year
- Full-time
- Pass drug screening
- Mid-level
- Residential
Primary Care Physician Part Time
MEDIKO INC —Redding, CA
- $190 - $200 an hour
- 8 hour shift
- CPR Certification
- Medicine
- Psychiatry
- Wellness program
- 401(k)
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Health System Privacy Officer
University of Missouri Health Care —Columbia, MO
- $145,808 - $237,848 a year
- Full-time
- 7 years
- Writing skills
- HIPAA
- Paid holidays
- Health insurance
Mental Health Registered Nurse (RN)
Naphcare, Inc. —Harvest, AL
- Full-time
- CPR Certification
- Nursing
- Vital signs
- Continuing education credits
- Paid holidays
Port of Benton General Counsel
Port of Benton —Richland, WA
- $157,661 - $191,493 a year
- Full-time
- Background check
- Writing skills
- Office
- Health insurance
- Dental insurance
Quick Apply
9d
Police Officer (Secret Service Police) Emergency Response Team, $75,000 Recruitment Incentive
The United States Secret Service —Washington, DC
- $77,987 - $134,165 a year
- Full-time
- Pass drug screening
- Mid-level
- Residential
Registered Nurse - North Sound (PACT) - $5,000 New Hire Bonus!
Lifeline Connections —Bellingham, WA
- $36.00 - $46.91 an hour
- Full-time
- Nursing
- Addiction Medicine
- RN License
- Paid holidays
- Disability insurance
Quick Apply
Police Officer (Secret Service Police) Counter Sniper, $75,000 Recruitment Incentive
The United States Secret Service —Washington, DC
- $77,987 - $134,165 a year
- Full-time
- Pass drug screening
- Mid-level
- Residential
Armed Security Officer
HonorHealth —Scottsdale, AZ
- Full-time
- Hospital
- BLS Certification
- Mid-level
14d
SSHO/QM (Site Safety and Health Officer/ Quality Manager).
Diversified Service Contracting —Washington, DC
- $85,000 - $86,500 a year
- Full-time
- Background check
- 5 years
- In-person
- Health insurance
- Dental insurance
Quick Apply
Armed Security Officer
Servexo USA —Washington, DC
- $35.85 an hour
- 8 hour shift
- CPR Certification
- Military
- English
- Health insurance
- Dental insurance
8d
Medical Records Director - RHIT Certification Required - In Person Required
Winkler County Memorial Hospital —Kermit, TX
- $40 an hour
- Online Application
- Background check
- Management
- Hospital
- Health insurance
- Dental insurance
Quick Apply
Border Patrol Agent - Entry Level
Customs and Border Protection —Indiana
- $51,632 - $92,912 a year
- Urgently hiring
- Bachelor's degree
- Military encouraged
- 1 year
- Dental insurance
- 401(k)
Border Patrol Agent - Entry Level
Customs and Border Protection —South Carolina
- $51,632 - $92,912 a year
- Urgently hiring
- Bachelor's degree
- Military encouraged
- 1 year
- Dental insurance
- 401(k)
Information Systems Security Manager (ISSM)/Alternate Facility Security Officer (AFSO)
VERUS RESEARCH LLC —Albuquerque, NM
- $158,000 a year
- 8 hour shift
- 5 years
- Windows
- Bachelor's degree
- Relocation assistance
- Health insurance
Quick Apply
14d
Weapon Control Analyst/Engineer, Shipboard Systems Group
Johns Hopkins Applied Physics Laboratory (APL) —Laurel, MD
- $100,000 - $245,000 a year
- Full-time
- Computer science
- Computer Science
- Engineering
- Disability insurance
- Health insurance
Armed Security Officer
Servexo USA —Beltsville, MD
- $35.08 an hour
- 8 hour shift
- CPR Certification
- Heavy lifting
- Military
- Health insurance
- Dental insurance
8d
Detention Officer (Veterans Encouraged)
GARDAWORLD FEDERAL SERVICES LLC —Surprise, AZ
- $28.81 - $33.90 an hour
- Weekends as needed
- Background check
- Military
- Writing skills
Quick Apply
Temporary Armed Protection Officer - San Jose (25-30 hours/week, Day Shift)
Blackstone Consulting, Inc —San Jose, CA
- $59 an hour
- Part-time
- Background check
- 18 years or older
- Microsoft Outlook
- Health insurance
- Dental insurance
Quick Apply
14d

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Senior Compliance Officer

Concorde Investment Services -
Boca Raton, FL

Quick Apply

Job Details

Full-time
$105,000 - $120,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Vision insurance
401(k) matching
Professional development assistance
Flexible schedule
Life insurance

Qualifications

Securities & Exchange Commission
Series 7
Team development
Continuous improvement
Series 24
Alternative dispute resolution
Financial services
Training & development
Series 63

Full Job Description

About Us

Concorde Holdings, Inc. is an innovative and rapidly expanding financial services firm specializing in broker-dealer, registered investment advisor (RIA), and insurance agency solutions. We pride ourselves on delivering exceptional investment, advisory, and insurance services to both financial professionals and clients. As we continue to scale, we are looking for a detailed and hands-on Senior Compliance Officer.

Role Summary

The Senior Compliance Officer supports the firm’s compliance program across its broker‑dealer, investment adviser, and insurance operations. This role is responsible for regulatory responses, customer complaint oversight, dispute and arbitration support, licensing and registrations, compliance training, continuing education programs, and other compliance support as needed. The Senior Compliance Officer assists the CCO with the firm’s compliance initiatives and leads key operational components of the firm's compliance infrastructure.

Key Responsibilities

Regulatory Inquiries, Exams & Responses

Assist the CCO with SEC and FINRA examinations, including document production, coordination, and drafting portions of exam responses.
Other regulatory inquiries, including state securities regulators, state insurance departments, FINRA matters unrelated to full firm examinations, and other ad‑hoc inquiries.
Prepare written responses, remediation steps, and required follow‑up.

Customer Complaints, Incidents & 4530 Reporting

Investigate and respond to customer complaints, coordinating with senior leadership and legal when appropriate.
Administer the Rule 4530 program, including event analysis, immediate (a)/(b) reporting, and quarterly (d) statistical filings, consistent with your complaint decision framework.

Arbitration, Disputes & Disclosure Filings

Support arbitration matters, including information gathering, response drafting, and coordination with outside counsel.
Oversee Form U4 and U5 amendments, ensuring accuracy and timeliness (30‑day reporting windows) in alignment with internal WSPs.

Licensing, Registration & Onboarding Controls

Manage firm and associated‑person licensing and registrations.
Oversee registration workflows, branch filings, OBA updates, and CE tracking requirements.

Compliance Training & Continuing Education (CE)

Conduct annual needs analysis, risk‑based topic selection, and course design.
Administer platform logistics, track completion, and document CE evidence.
Oversee state-required IAR CE course assignments, completions, and renewal readiness.
Maintain documentation for audits and ensure state filings are timely.
Track and ensure completion of S101/S201/S901 and any regulatory element updates required by FINRA.
Maintain evidence records in compliance systems and incorporate CE status into onboarding, heightened supervision, and field supervision processes.

Regulator & Internal Stakeholder Interaction

Serve as a key point of contact for regulator communications (outside of formal exams).
Provide compliance guidance to internal departments and field partners.

Leadership & Team Development

Manage, train, and mentor other members on the compliance team; set priorities, develop workflows, and oversee quality of work.
Promote documentation standards, continuous improvement, and service excellence.

Job Type: Full-time

Pay: $105,000.00 - $120,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible schedule
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Professional development assistance
Vision insurance

Application Question(s):

Do you have at least 5 years of experience in the financial services industry (preferably in a compliance role)?
Do you currently have the following license criteria? Series 7, Series 63, and Series 65 or Series 66 and Series 24.

Work Location: In person

Quick Apply

Refine Your Search

systems security officer jobs

Senior Compliance Officer

Police Officer (Secret Service Police), Canine Explosives Detection, $75,000 Recruitment Incentive

Primary Care Physician Part Time

Health System Privacy Officer

Mental Health Registered Nurse (RN)

Port of Benton General Counsel

Police Officer (Secret Service Police) Emergency Response Team, $75,000 Recruitment Incentive

Registered Nurse - North Sound (PACT) - $5,000 New Hire Bonus!

Police Officer (Secret Service Police) Counter Sniper, $75,000 Recruitment Incentive

Armed Security Officer

SSHO/QM (Site Safety and Health Officer/ Quality Manager).

Armed Security Officer

Medical Records Director - RHIT Certification Required - In Person Required

Border Patrol Agent - Entry Level

Border Patrol Agent - Entry Level

Information Systems Security Manager (ISSM)/Alternate Facility Security Officer (AFSO)

Weapon Control Analyst/Engineer, Shipboard Systems Group

Armed Security Officer

Detention Officer (Veterans Encouraged)

Temporary Armed Protection Officer - San Jose (25-30 hours/week, Day Shift)

I want to receive the latest job alert for systems security officer

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