Showing 1-10 of 249
Showing 1-10 of 249
Testing Compliance Officer jobs near New York, NY

State Street - New York, NY

Reporting to an AVP, the Officer is responsible for ensuring team compliance with operating policies, procedures and guidelines in the timely completion of...

Prudential - Newark, NJ

Prudential’s Corporate Compliance organization is seeking an experienced financial services leader to serve as Chief Compliance Officer for a registered...

Omega Global Partners - New York, NY

Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred. Conduct mock SEC exams and compliance testing using...

IEX Trading - New York, NY

Compliance monitoring and testing to ensure firm’s continued compliance with applicable rules. This person will be reporting directly to the Chief Compliance...

Michael Page US - New York, NY

Assisting the Chief Compliance Officer in conducting training for all Compliance staff. The QA Compliance Consultant will be responsible for:....

Realogy Corporate - Madison, NJ

Provide counsel to the BU in understanding regulatory information security compliance requirements such as PCI and help ensure compliance....

Apple Bank for Savings - New York, NY

Completing detailed testing of existing data feeds to ensure operational efficiency. Providing the BSA Officer with detailed progress reports regarding the...

BlueCrest Capital Management - New York, NY

This individual will assist the firm’s Chief Compliance Officer and US Legal Counsel with a variety of substantive and administrative compliance matters,...

Abbott Capital Management - New York, NY

In addition, this team member will work closely with the Chief Compliance Officer to assist with the testing and administration of certain of Abbott’s...

Hyatt Leader - New York, NY

" Implement the Group compliance policy locally by managing compliance risk in liaison with the Global Head of Compliance, Global Compliance Officer, Area...


Your Recent Searches