Showing 1-10 of 40
Showing 1-10 of 40
Trade compliance analyst jobs near Chicago, IL

TD Ameritrade - Chicago, IL

Analyst of Active Trader Compliance is responsible assisting in the implementation of an effective Compliance program to preserve TD Ameritrade’s reputation....

SUNGARD FINANCIAL SYSTEMS - Chicago, IL

From market connectivity, trade execution and securities financing to accounting, data management and tax reporting, our solutions provide cross-asset support...

Michael Page US - Chicago, IL

The Treasury Analyst responsibilities include:. The qualified Treasury Analyst will have:. Update liability activity and process trade activity....

BMO Financial Group - Chicago, IL

The Vice President, Volcker Rule Trade Supervision is a supervisory role managing a team of Volcker analysts who conduct trade reviews relevant to BMO’s Volcker...

Parker and Lynch - Chicago, IL

This position will be required to also integrate tightly with their investment, legal and compliance departments in researching the degree of operational risk...

UL - Westmont, IL

Understanding of children's products/toy industry regulatory compliance (16 CFR 1500.xx, ASTM F963, EN 71, and ISO 8124) strongly desired....

Cross Country Healthcare, Inc - Chicago, IL

Audit facility compliance to ensure the scheduled field associates have the appropriate information. In 2014, Staffing Industry Analysts anticipate a rebound...

Allstate - Northbrook, IL

Data Maintenance and trade entry for hedge funds. Inform team of changing policies and procedures to ensure compliance....

Allstate - Northbrook, IL

Answer certain compliance questions regarding any affiliations with investment advisers, violations of state or federal securities laws, or actions taken...

Mars - Chicago, IL

Proficient level Trade Compliance and Logistics knowledge. Continue skill development in general trade compliance and business issues....