Showing 1-10 of 345
Showing 1-10 of 345
Transaction adviser jobs

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Aspiriant - San Francisco, CA

Aspiriant is a Registered Investment Adviser, subject to SEC regulation, and requires all employees (and at times, family members) to disclose securities...

National Life Group - Montpelier, VT

Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser. Manage vendor relationships which provide various regulatory...

Johns Manville - Denver, CO

Demonstrated direct experience in transactions, either as a principal or as an adviser. This role is responsible for developing M&A strategies, identifying and...

Compliance Advisers, Inc. - Denver, CO

Advanced knowledge of the Investment Advisers Act of 1940, state investment adviser laws and investment adviser compliance;...

Fidelity Investments - Boston, MA

For you, client interactions aren’t just transactions. Partnering with the Adviser and implementing a structured client contact strategy and promoting annual...

Lucile Packard Children's Hospital - Palo Alto, CA

Routinely monitors all elements of the occurrence reporting software including system dictionaries, user securities, software updates, interface data...

Lucas Howard Group - Grand Rapids, MI

Work with and tee up clients for fellow expert advisers to assist in the transaction process to help company reach goals of creating successful sales and long...

OppenheimerFunds - New York, NY

Thorough knowledge of the federal securities laws including the Investment Advisers Act of 1940, ERISA (including prohibited transaction rules/exemptions and...

Citi - Buffalo, NY

The hire should be expected to fit or grow into the roleof Credit Officer and Industry Expert and Adviser. Citi provides consumers, corporations, governments...

CarGuard Administration - Overland Park, KS

Comfortable with telephone transactions. At least 5 years in the automotive industry (parts, sales, service advisers, mechanics, etc)....


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