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Corporate Compliance OfficerHarlem United - New York, NYDescription Authority The Compliance Officer has principal authority and ... on compliance matters. Reporting The Compliance Officer will be a member of the...from TheLadders.com
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Deputy Chief Compliance OfficerBusiness Services Company - Philadelphia, PAServes as compliance officer for select business units/areas and ensures compliance ... Enterprise Compliance representative on the Compliance Officers Roundtable. -...from TheLadders.com
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Officer-ComplianceMcGraw-Hill - New York, NYFor more information, visit http://www.standardandpoors.com. The Compliance Officer ... compliance work and data testing; writing compliance review reports containing...23 hours ago from The McGraw-Hill Companies - Save - Block - Flag - More Tools...
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Compliance OfficerGlobal Financial Services Firm - New York, NYThe Compliance Officer will be responsible for operational compliance ... will have 4-8 years of experience. Compliance Officer duties and...21 hours ago from Netshare - Save - Block - Flag - More Tools...
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Compliance OfficerDimensional Fund Advisors - Austin, TXCompliance Officer Job ID: 2009-1433 # Positions: 1 Location: US-TX-Austin ... maintaining, and overseeing regulatory compliance programs. Responsibilities: *...6 days ago from FinancialJobBank.com - Save - Block - Flag - More Tools...
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- Job Summary | Also found at: www.job.com Dimensional Fund Advisors Job.com www.beyond.com Monster
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Compliance OfficerJPMorgan Chase - Columbus, OHInvestment Services Corp. The Compliance Officer will be responsible for reviewing ... 6 years of progressively responsible compliance/securities industry experience.13 hours ago from iHispano.com - Save - Block - Flag - More Tools...
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- Job Summary | Also found at: JPMorgan Chase JP Morgan Chase
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Regulatory Compliance OfficerFor Profit Educator - Fort Lauderdale, FLmaintains an effective compliance communication program for the organization, including ... develop an effective compliance training program, including appropriate introductory...1 day ago from Get Building Inspector Jobs - Save - Block - Flag - More Tools...
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Trust Compliance OfficerGlobal Investment Bank - New York, NYCompliance Officer. The Trust Compliance Officer will be responsible for ... oversight of the compliance program. The Compliance Officer will advise senior...1 day ago from Get Building Inspector Jobs - Save - Block - Flag - More Tools...
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- Job Summary | Also found at: BigAppleHelpWanted.com BankJobs.com TheLadders.com
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Fixed Income Compliance OfficerTop Financial Services Firm - New York, NYServices firm is seeking a Fixed Income Compliance Officer. This fast paced position ... will report to the Chief Compliance Officer and will be responsible for:Ensuring...1 day ago from Get Building Inspector Jobs - Save - Block - Flag - More Tools...
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Prime Brokerage Compliance OfficerTop Financial Services Firm - New York, NYfirm seeks a Prime Brokerage Compliance Officer for their New York ... Prime Brokerage business operates in compliance with applicable...1 day ago from Get Building Inspector Jobs - Save - Block - Flag - More Tools...
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Compliance Officermonitoring program The mission of the compliance team is: Day-to-day ... monitoring program designed to assess compliance with applicable regulations and...5 days ago from UBS - Save - Block - Flag - More Tools...
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Trade Compliance / Code of Ethics Compliance OfficerNew York, NYlooking for a very impressive trade compliance officer with asset management ... This compliance officer will be responsible for taking ownership of the trade compliance...1 day ago from Get Building Inspector Jobs - Save - Block - Flag - More Tools...
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Compliance OfficerChicago, ILRasmussen College, Inc. Position Title Compliance Officer Job Location Chicago, ... Please reference Compliance Officer in the subject of your...from Kijiji
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Compliance OfficerCathay General Bancorp - El Monte, CArisk ratings.7. Report the level of compliance risk, significant compliance ... and risk trends to the Chief Compliance Officer, the Business Line Senior Management...from Jobfox
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