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Senior Records and Technology Compliance Officer job at Morgan Stanley - Legal/compliance in New York, NY

  • Senior Records and Technology Compliance Officer
    Morgan Stanley - Legal/compliance - New York, NY
    Position Number: 60060 Position Type: Full-Time Job Level: Vice President Position Description Legal or Compliance professional with significant experience in technology-related legal and regulatory matters, including electronic recordkeeping and other information management issues. Experience within or advising financial services companies preferred. The position will report to a senior compliance attorney, and focus on global coordination of recordkeeping governance, policies and procedures, and related technology issues and business unit coordination. Familiarity with legal and regulatory requirements regarding information security, privacy and e-discovery would be beneficial. Position is part of a multi-disciplinary team of Compliance, Legal, IT and Records Management professionals... See job listing >
    30+ days ago from CareerAdvocate.com - Save - Block - Flag - More Tools...
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Senior Records and jobs in New York, NY

  • Senior Professional Sales Representative
    Shire - Bronx, NY
    and approach accordingly. * Implementing and providing input to marketing and sales ... and submit reports and paperwork accurately and on time. * Developing and maintaining a...
    17 days ago from DeviceSpace - Save - Block - Flag - More Tools...
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  • Senior Sales Executive NA
    IT Services Company - New York, NY
    We seek senior outbound sales executives with proven track records to further ... 500 C-level clients, strong consultative and communication skills, and the ability to...
    23 hours ago from TheLadders.com - Save - Block - Flag - More Tools...
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  • Legal Records Clerk
    IKON - New York, NY
    Job Duties / Responsibilities: Maintains records for management reports and ... Distributes office supplies, fax transmissions and mail to company personnel and/or...
    27 days ago from iHispano.com - Save - Block - Flag - More Tools...
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  • Senior Enterprise Account Manager
    Parallels - New York, NY
    of forecasted opportunities. Develop and implement specific customer account and ... on-going communications, keep account records information up-to-date, manage...
    23 hours ago from TheLadders.com - Save - Block - Flag - More Tools...
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Morgan Stanley - Legal/Compliance jobs

  • Analyst - Registration
    Morgan Stanley - Legal/compliance - Baltimore, MD
    Position Number: 62203 Position Description Join Morgan Stanley's Institutional ... The Registration Department within the Compliance Department performs all...
    5 days ago from CareerAdvocate.com - Save - Block - Flag - More Tools...
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  • Compliance Associate - General Compliance and Licensing Analyst
    Morgan Stanley - Legal/compliance - Vernon Hills, IL
    Assist the Compliance Manager complete any documentation requests, questionnaire ... Prior mortgage or compliance experience is a plus...
    18 days ago from CareerAdvocate.com - Save - Block - Flag - More Tools...
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  • Compliance Manager - Testing and Monitoring
    Morgan Stanley - Legal/compliance - Vernon Hills, IL
    Audit of compliance guidelines and company policy including managing and execution of ... Assist with support of state and federal examinations (regulatory) and compliance related...
    18 days ago from CareerAdvocate.com - Save - Block - Flag - More Tools...
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  • Anti-Corruption Group Core Compliance Officer
    Morgan Stanley - Legal/compliance - New York, NY
    Position Number: 61825 Position Description Morgan Stanley is currently recruiting for ... Person will also assist in carrying out core Compliance functions for Morgan Stanley (i.e...
    18 days ago from CareerAdvocate.com - Save - Block - Flag - More Tools...
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