• Associate Director - Banking Compliance

    Company: Boutique Wealth Management Firm

    Location: Chicago, IL

    Date Posted: December 10, 2013

    Identify compliance gaps and/or risk exposure; recommends regulatory and risk management policies and procedures, tools, and strategies to minimize operational constraints while achieving compliance mandates. Effectively deliver projects and processes that monitor, assess, and mitigate compliance risks Perform Compliance Risk Controls & compliance self-assessments Execute Regulatory Examination Management & Issue Tracking (and Resolution) Create management reporting regarding various aspects of the Compliance program Require periodic travel to Bessemer offices outside of Chicago to perform Compliance reviews as needed Requirements: Bachelora??s degree required; advanced degree (MBA or JD) preferred 8 a?? 10 years Banking Regulatory experience Proficiency in a broad range of bank...

    from IvyExec