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CSE Examiner
FINRA is seeking a well qualified individual for our CSE Examiner, Senior Examiner, Associate Principal Examineror Principal Examiner opening in New York, New York. To be considered for this position, please submit your resume through our careers site. No phone calls please.Job Summary:Conducts on-site Consolidated Supervised Entity (CSE) examinations to assess member firms risk managementframework and evaluate systems and procedures for the establishment and implementation of comprehensiveinternal controls to effectively manage risk.Essential Job Functions: Examines member firms books and records and internal control processes for determination of market and creditrisk exposures, specific risk and scenario analysis deductions, and backtesting and stress testing results forFOCUS...
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