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Compliance Sr ConsultWachovia Corp - Boston, MARESPONSIBILITIES: The Senior Compliance Consultant will assist with the implementation of Charles River Developments system for pre-and post-trade compliance oversight, such as, creating, monitoring, and testing new and existing compliance rules. The consultant will also be part of a team that conducts compliance monitoring reviews across multiple types of portfolios (separately managed portfolio's, mutual funds, and hedge funds). The consultant will also assist with the following:Performing detailed analysis of client agreements, prospectus', SAI's, or private placement memorandums and seeking clarification of guidelines from the business where necessary. Analyzing and reporting data requirements for Charles River system. Interpreting guidelines and translating them into rules built within...originally from Wachovia - More Tools...
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