• Investment Compliance Analyst - Regulatory / Ethics - Boston - SW9114x
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    Company: Staffpointe Technology Search

    Location: Boston, MA

    Date Posted: October 17, 2013

    Our client, a world class, well recognized, premier asset management firm, is seeking a Investment Compliance Analyst for the Boston, Massachusetts area. This individual MUST have at least 3 years of Regulatory Compliance experience in addition to familiarity with securities regulations and the investment process. Code of ethics experience is highly preferred. The Analysts primary responsibilities will include oversight of the day-to-day administration of the Clients Code of Ethics, project management of related technology projects, and management reporting. Secondarily, the Compliance Analyst will be responsible for broadly contributing to the administration of the Clients compliance program. Note: Fixed Income is preferred but we will also consider Equities experience. SALARY: $65,000 -...

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    from TheLadders.com