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Director - Compliance
Charlotte, NC
We manage approximately $108 billion in assets for a broad range of institutional investors in the U.S. and abroad. Our expertise ranges from mezzanine debt and leveraged loans to structured credit, corporate credit and real estate finance. Job Description: This position is responsible for the development, administration, maintenance and oversight of a comprehensive, enterprise-wide trade practices compliance program for Babson's products and managed accounts. The position is responsible for coordinating the assessment of the Firm's investment and trading compliance practices risks and requirements and to identify and implement guidance, policies, procedures, and manual and automated processes to mitigate these risks and comply with regulatory requirements, stated client investment...
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