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Compliance Analyst Assistant Vice PresidentState Street - Boston, MAThis individual will be responsible for supporting the development and growth of the a Compliance Program for several SEC registered and non-registered investment advisers as well as certain affiliated entities that are part of State Street Global Alliance. This individual will also have responsibility to review materials distributed to SSgA and SSgA FM sub-advisory clients. This includes responding to 15c questionnaires, due diligence checklist responses and RFP responses. This individual will also be expected to play a primary role in the development of risk assessment supporting the SSgA and SSgA FM business model and regulatory framework. MAJOR RESPONSIBILITIES: " Working from an inventory of Laws and Regulations, identify risks and develop a detailed business model risk assessment... See job listing >20 days ago from Jobfox - Save - Block - Flag - More Tools...
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State Street
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Headquarters:
1 Lincoln St
Boston, MA 02111
Phone: 617-786-3000
http://www.statestreet.com - Line of Business: Investment Servicing And Investment Management
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Key Numbers:
Company Type Public (STT:NYS) Company Revenue $500M+ Company Size More than 5000 employees
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