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CFO Alternative Investment FundAshton Lane Group - Greenwich, CTSenior management position within a Pre-IPO investment management firm Responsibilities: Leadership and direction for the financial reporting, tax, and regulatory compliance programs of the firm pre and post IPO and subsequent FPOs Work with transfer agents and stock placement agent pre-IPO to ensure compliance with share sales/exchanges. This includes eligibility testing and AML compliance. Oversee all quarterly and annual GAAP reporting. Manage all regulatory filings (Forms 10-K, 10-Q, 8-K, etc.) after and coordinate the year-end audits, annual tax returns, periodic tax estimates, tax compliance reports Document and test internal control environment in anticipation of the Company's future need to comply with the requirements of Sarbanes-Oxley Establish, maintain and manage relationships with...originally from eFinancialCareers - More Tools...
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