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SVP, ComplianceGE Commercial Finance, Capital Solutions - Norwalk, CTBusiness Unit: GE Commercial Finance, Capital Solutions Function: Legal Responsibilities: Job Purpose This Senior Vice President, Compliance Position will lead a compliance team (the 'Compliance Team') consisting of itself & a VP, Compliance Position (being created simultaneously) to support Capital Markets & GE's broker dealer to comply w/ broker-dealer rules & regulations. In addition to its supervisory role, the Compliance Team will assist GE units to provide training & to erect the requisite regulatory framework for their expanding broker-dealer activities. Position Description GE Commercial Finance ('CF') is a major GE segment engaged in a wide variety of financing activities for commercial customers. The CF Capital Market Legal COE (the 'Legal COE') is a group of seven US & two global...originally from CareerBuilder.com - More Tools...
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