Consolidated Supervised Entity Examiner - Member Regulation, Roor job at Financial Industry Regulatory Authority in New York, NY

Consolidated Supervised Entity Examiner - Member Regulation, ROOR

Title: Consolidated Supervised Entity Examiner - Member Regulation, ROOR - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for ourConsolidated Supervised Entity (CSE) Examineropening inNew York, NY. To be considered for this position, please submit your resume through our careers site. No phone calls, please. Job Summary: The Examiner conducts assignments on routine and special Consolidated Supervised Entity (CSE) examinations to assess member firms'' risk management framework and evaluate systems and procedures for the establishment and implementation of comprehensive internal controls to effectively manage risk and that are in compliance with applicable rules and regulations; and assists senior...

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from Financial Industry Regulatory Authority, Inc. - 30+ days ago