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Investment Compliance AnalystCTR Group - Philadelphia, PACalling all Compliance Guru?s! Knowledge of 1930s compliance is a must, and an SEC legal background is a plus. Working directly with the CCO of this established banking and financial services company, you will assist the existing team to support various in-house legal and compliance needs including regular compliance testing and monitoring of policies and procedures. You know SEC rules and regulations like the back of your hand and could write a compliance review in your sleep. With 3-5 years in a financial or legal environment you will bring your passion for compliance to the firm and act as a mentor to future analysts. Also responsible for answering general compliance questions, conduct contributing to AML compliance processes, and conducting a variety of general compliance functions... See job listing >26 days ago from Get Financial Analyst Jobs - Save - Block - Flag - More Tools...
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CTR Group
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Address:
5651 Highway 90
Theodore, AL 36582
Phone: 251-654-0765
- Line of Business: Business Services
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Key Numbers:
Company Type Private Company Revenue Less than $5M Company Size Less than 10 employees -
Job Location:
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