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Bank Regulatory Compliance OfficerCompliance Search Group - New York, NYTop-tier investment bank seeks a Bank Regulatory Compliance Officer. Main Duties Assisting in the management of bank examinations and regulatory inquiry coordination Develop and manage various tracking to manage and report on bank examinations and inquiries To track and monitor bank regulatory and legislative developments and prepare briefing memos To assist in updating and drafting bank compliance policies and procedures Provide some logistical and administrative support to the Bank Regulatory Compliance unit Other ad hoc duties and activities as directed by the Director, Bank Regulatory Compliance Person Requirements Ideal candidate would have the following background and experience: 5 - 7 years total experience 3 - 5 years experience at a US banking regulator, preferably the... See job listing >30+ days ago from Compliance Search Group - Save - Block - Flag - More Tools...
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Bank Regulatory Compliance jobs in New York, NY
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Compliance - Corporate Trust & Bank RegulatoryDeutsche Bank - New York, NYBank Regulatory Compliance The Deutsche Bank Global Transaction Banking and Bank ... marketing materials. Assist with Bank Regulatory Compliance with on-going...30+ days ago from Deutsche Bank - Save - Block - Flag - More Tools...
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Regulatory Compliance - Operations AdvisoryDeutsche Bank - New York, NYregulatory risks, therefore is critical. Compliance advances lawful and ethical ... Deutsche Banks integrity and reputation Compliance Officer Vice President Regulatory...16 days ago from Deutsche Bank - Save - Block - Flag - More Tools...
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Compliance- Regulatory Securities OperationsDeutsche Bank - New York, NYCompliance Officer VP, Regulatory Compliance DB Securities Inc. Advising ... of in house broker dealer Compliance and Regulatory experience. Knowledge of...26 days ago from eFinancialCareers - Save - Block - Flag - More Tools...
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Compliance - Securities Operations (Jacksonville)Deutsche Bank - New York, NYDeutsche Banks integrity and reputation Compliance Officer AVP Regulatory Compliance ... Bank Compliance Department and DBOI Compliance Outsourcing team. Develop the...30+ days ago from Deutsche Bank - Save - Block - Flag - More Tools...
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Compliance Search Group jobs
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Chief Operating Manager - Online brokerage/trading firmCompliance Search Group - New York, NYexecutive to oversee Operations, Clearing, Compliance, Technology and other matters for a new division. The candidate should have relevant experience in the above-referenced...5 days ago from eFinancialCareers - Save - Block - Flag - More Tools...
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- Job Summary | Also found at: Compliance Search Group
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Regulatory Compliance Officer - AVPCompliance Search Group - Jacksonville, FLboth the firms Compliance Department and Compliance Outsourcing team. Develop the ... and the monitoring of the business compliance with those policies and...5 days ago from eFinancialCareers - Save - Block - Flag - More Tools...
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Regulatory Compliance Officer - Net Capital and Securities OperationsCompliance Search Group - New York, NYThe candidate would be advising regarding compliance with relevant laws, regulations ... (but not exhaustive): Maintain a strong Compliance Operations Advisory function in...5 days ago from eFinancialCareers - Save - Block - Flag - More Tools...
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Senior Compliance Officer - Property and Casualty in WashingtonCompliance Search Group - Washington, Dcapproval of advertising material and compliance-related project management. The ... experience with a strong regulatory compliance background. Prior insurance...10 days ago from eFinancialCareers - Save - Block - Flag - More Tools...
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