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Compliance OfficerJPMorgan Chase - Columbus, OHThis position sits in JP Morgan Chase Bank's Retail Financial Services Division supporting the bank's retail broker dealer, Chase Investment Services Corp. The Compliance Officer will be responsible for reviewing and responding to any customer complaints and/or regulatory inquiries assigned to them by management while also ensuring that any required regulatory filings are prepared and transmitted to the firm's Registration Department for filing with FINRA in a timely manner. Primary responsibilities include: * Review, investigate and respond, in writing, to customer complaints. * Review, investigate and respond, in writing, to regulatory inquiries. * Ensure that required regulatory filings are prepared and transmitted to the firm's Registration Department for filing with FINRA in a... See job listing >30+ days ago from JP Morgan Chase - Save - Block - Flag - More Tools...
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Compliance Officer jobs in Columbus, OH
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Special Assets RepHuntington Bancshares - Columbus, OHor charge off of loan.Works with loan officer to manage borrowing relationship and ... for risk management, compliance and audit performance for area(s)...2 hours ago from Job.com - Save - Block - Flag - More Tools...
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Vice President, Enterprise InfrastructureManufacturing Company - Worthington, OHplace. Reporting to the Chief Information officer, this position is critical to ... vendor management, system audits and compliance. ENTERPRISE & TECHNOLOGY...30+ days ago from Netshare - Save - Block - Flag - More Tools...
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Sr. Compliance OfficerJPMorgan Chase - Columbus, OHSummary: The Senior Compliance Officer, AVP, works in partnership with the line ... compliance impacts, including tracking any compliance specific action items developed...22 days ago from iHispano.com - Save - Block - Flag - More Tools...
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- Job Summary | Also found at: JP Morgan Chase
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Compliance OfficerJPMorgan Chase - Columbus, OHInvestment Services Corp. The Compliance Officer will be responsible for reviewing ... 6 years of progressively responsible compliance/securities industry experience.28 days ago from iHispano.com - Save - Block - Flag - More Tools...
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Jpmorgan Chase jobs
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Executive Administrative Assistant-090059453JPMorgan Chase - New York, NYfollow-up and follow-through skillsJPMorgan Chase is an Equal Opportunity and Affirmative Action Employer, M/F/D/V.Job Administrative SupportPrimary LocationUS-NY-New...30+ days ago from Jobfox - Save - Block - Flag - More Tools...
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Junior Implementation Project ManagerJPMorgan Chase - New York, NYexpectations of the client and JPMorgan Chase are fully met. This individual is ... survey scores Adhere to all JPMorgan Chase and Departmental policies and...30+ days ago from Jobfox - Save - Block - Flag - More Tools...
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Personal Banker - Queens, NY (Howard Beach) NewJPMorgan Chase - Howard Beach, NYbanking experience at Chase! As a part of JPMorgan Chase, a leading global financial ... competitive compensation package. JPMorgan Chase is an Equal Opportunity and...30+ days ago from Jobfox - Save - Block - Flag - More Tools...
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Senior Unix Systems EngineerJPMorgan Chase - New York, NYJob Description Description JPMorgan Asset Management is one of the world's largest and most comprehensive investment managers with over $1.2 trillion dollars in assets under...30+ days ago from Jobfox - Save - Block - Flag - More Tools...
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