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Compliance OfficerObjective Paradigm - Englewood, COOur Client is at the leading edge of the "new" gas business. They specialize in natural gas solutions which include trading, marketing, transportation, and customer services in all regions of the United States and Canada. Position Overview: Manage all aspects of our firm's compliance. Including the creation of all applicable company-wide policies. Monitor all traders for positions limits, trading size, trading authorization, and monitor and approve all new trades. Responsibilities: Create a communication plan for board of directors to update monthly/quarterly or on demand the positions and risks of the current trade Create Risk Management Plan Document a set of daily Compliance guidelines Monitor all traders for adherence to policies Will operate as the voice of the company for outside regulators...originally from eFinancialCareers - More Tools...
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