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Senior Broker Operations AssociateAIG Life Insurance Company - Houston, TXTo facilitate the establishment of accounts, the maintenance of accounts, commission processing and the execution of transactions across a wide array of financial products and services. These include but are not limited to brokerage accounts, mutual funds and annuities. Functions as senior contributor and, in some areas, will provide work guidance to VALIC’s team of Operations Associates. 1. Reviews and approves securities, mutual fund, and annuity transactions and related transmittals and reports for accuracy, completeness, and compliance with legal guidelines and company policy. 2. Processes account transfer requests, customer deposits, disbursements, account maintenance and commission related duties in a timely manner. 3. Processes transactional information via electronic downloads and/or...originally from Black Enterprise - More Tools...
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